Dark
Light
System
Security
AURIS MED HLDG AG
AURIS MED HLDG AG. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 17 Institutional holders with a total value of $39,408,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Adamant Biomedical Investments AG 2,169,625 10,002,000 25.38%
2 FMR LLC 1,666,667 9,683,000 24.57%
3 TIVERTON ASSET MANAGEMENT LLC 1,666,667 9,617,000 24.40%
4 RA CAPITAL MANAGEMENT, L.P. 940,000 5,424,000 13.76%
5 CLOUGH CAPITAL PARTNERS L P 514,200 2,967,000 7.53%
6 SPHERA FUNDS MANAGEMENT LTD. 191,300 1,111,000 2.82%
7 Spark Investment Management LLC 18,900 109,000 0.28%
8 GOLDMAN SACHS GROUP INC 18,000 104,000 0.26%
9 Alyeska Investment Group, L.P. 15,300 88,000 0.22%
10 CREDIT AGRICOLE S A 14,200 82,000 0.21%
11 ROYAL BANK OF CANADA 12,000 69,000 0.18%
12 Cubist Systematic Strategies, LLC 10,361 60,000 0.15%
13 MORGAN STANLEY 8,749 50,000 0.13%
14 DEUTSCHE BANK AG\ 2,732 15,000 0.04%
15 Tower Research Capital LLC (TRC) 2,440 14,000 0.04%
16 UBS AG 1,692 10,000 0.03%
17 Ground Swell Capital, LLC 486 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.