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AURIS MED HLDG AG
AURIS MED HLDG AG. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 18 Institutional holders with a total value of $40,953,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASATCH ADVISORS LP 2,644,553 9,415,000 22.99%
2 BELLEVUE ASSET MANAGEMENT AG 2,169,625 7,724,000 18.86%
3 Tekla Capital Management LLC 2,105,263 7,495,000 18.30%
4 FMR LLC 1,666,667 5,933,000 14.49%
5 CLIFTON PARK CAPITAL MANAGEMENT, LLC 1,553,300 5,529,000 13.50%
6 RA CAPITAL MANAGEMENT, L.P. 467,572 1,665,000 4.07%
7 Opaleye Management Inc. 355,000 1,264,000 3.09%
8 Alyeska Investment Group, L.P. 286,924 1,021,000 2.49%
9 TOCQUEVILLE ASSET MANAGEMENT L.P. 100,000 356,000 0.87%
10 HARVEY CAPITAL MANAGEMENT INC 67,900 241,000 0.59%
11 KEYBANK NATIONAL ASSOCIATION/OH 30,779 110,000 0.27%
12 GOLDMAN SACHS GROUP INC 16,928 60,000 0.15%
13 MORGAN STANLEY 12,238 43,000 0.10%
14 ROYAL BANK OF CANADA 12,000 43,000 0.10%
15 Tower Research Capital LLC (TRC) 8,661 31,000 0.08%
16 UBS Group AG 5,866 21,000 0.05%
17 Walleye Trading LLC 200 1,000 0.00%
18 WELLS FARGO & COMPANY/MN 250 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.