Dark
Light
System
Security
AURIS MED HLDG AG
AURIS MED HLDG AG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 21 Institutional holders with a total value of $37,062,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASATCH ADVISORS LP 2,766,402 11,591,000 31.27%
2 BELLEVUE GROUP AG 2,169,625 9,091,000 24.53%
3 FMR LLC 1,543,767 6,468,000 17.45%
4 Rock Springs Capital Management LP 850,000 3,562,000 9.61%
5 Tekla Capital Management LLC 834,263 3,496,000 9.43%
6 Opaleye Management Inc. 340,000 1,425,000 3.84%
7 TOCQUEVILLE ASSET MANAGEMENT L.P. 75,000 314,000 0.85%
8 ADVISOR GROUP, INC. 66,244 277,000 0.75%
9 FT OPTIONS LLC 49,000 205,000 0.55%
10 KEYBANK NATIONAL ASSOCIATION/OH 43,791 183,000 0.49%
11 TFS CAPITAL LLC 38,230 160,000 0.43%
12 HARVEY CAPITAL MANAGEMENT INC 32,500 136,000 0.37%
13 GEODE CAPITAL MANAGEMENT, LLC 15,508 64,000 0.17%
14 Amici Capital, LLC 10,000 42,000 0.11%
15 UBS Group AG 7,911 33,000 0.09%
16 CITIGROUP INC 2,000 8,000 0.02%
17 FT OPTIONS LLC 6,200 4,000 0.01% Call
18 MORGAN STANLEY 484 2,000 0.01%
19 Hudock, Inc. 418 1,000 0.00%
20 WELLS FARGO & COMPANY/MN 100 0 0.00%
21 DEUTSCHE BANK AG\ 200 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.