Dark
Light
System
Security
AURIS MED HLDG AG
AURIS MED HLDG AG. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 17 Institutional holders with a total value of $50,013,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASATCH ADVISORS LP 2,790,514 13,646,000 27.28%
2 BELLEVUE ASSET MANAGEMENT AG 2,169,625 10,414,000 20.82%
3 FMR LLC 1,666,667 8,150,000 16.30%
4 CLIFTON PARK CAPITAL MANAGEMENT, LLC 1,553,300 7,596,000 15.19%
5 Tekla Capital Management LLC 1,268,263 6,202,000 12.40%
6 Opaleye Management Inc. 375,000 1,834,000 3.67%
7 Alyeska Investment Group, L.P. 209,315 1,024,000 2.05%
8 TOCQUEVILLE ASSET MANAGEMENT L.P. 100,000 489,000 0.98%
9 HARVEY CAPITAL MANAGEMENT INC 51,500 251,000 0.50%
10 KEYBANK NATIONAL ASSOCIATION/OH 43,791 214,000 0.43%
11 ROYAL BANK OF CANADA 12,000 59,000 0.12%
12 MORGAN STANLEY 11,916 59,000 0.12%
13 Virtu KCG Holdings LLC 10,046 49,000 0.10%
14 Mount Lucas Management LP 3,000 15,000 0.03%
15 UBS Group AG 1,500 7,000 0.01%
16 DEUTSCHE BANK AG\ 1,000 4,000 0.01%
17 PIPER SANDLER & CO. 84 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.