| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,432,264 | 18,276,000 | 21.57% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 711,848 | 9,083,000 | 10.72% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 639,935 | 8,165,000 | 9.64% | ||
| 4 | Invesco Ltd. | 375,492 | 4,791,000 | 5.65% | ||
| 5 | Advisors Asset Management, Inc. | 347,449 | 4,433,000 | 5.23% | ||
| 6 | Horizon Kinetics LLC | 276,273 | 3,525,000 | 4.16% | ||
| 7 | Global Endowment Management, LP | 243,800 | 3,111,000 | 3.67% | ||
| 8 | COHEN & STEERS, INC. | 243,449 | 3,106,000 | 3.67% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 225,328 | 2,875,000 | 3.39% | ||
| 10 | MORGAN STANLEY | 207,270 | 2,645,000 | 3.12% | ||
| 11 | WELLS FARGO & COMPANY/MN | 186,827 | 2,384,000 | 2.81% | ||
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 174,064 | 2,220,000 | 2.62% | ||
| 13 | BB&T SECURITIES, LLC | 16,383 | 2,090,000 | 2.47% | ||
| 14 | Gruss Capital Management LP | 130,311 | 1,663,000 | 1.96% | ||
| 15 | AQR CAPITAL MANAGEMENT LLC | 127,083 | 1,622,000 | 1.91% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 116,559 | 1,487,000 | 1.76% | ||
| 17 | UBS AG | 102,603 | 1,309,000 | 1.55% | ||
| 18 | ROYAL BANK OF CANADA | 93,360 | 1,191,000 | 1.41% | ||
| 19 | LPL Financial LLC | 72,945 | 931,000 | 1.10% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 68,592 | 875,000 | 1.03% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 54,633 | 697,000 | 0.82% | ||
| 22 | TFS CAPITAL LLC | 52,035 | 664,000 | 0.78% | ||
| 23 | FIRST TRUST ADVISORS LP | 45,268 | 578,000 | 0.68% | ||
| 24 | ROBINSON CAPITAL MANAGEMENT, LLC | 38,900 | 496,000 | 0.59% | ||
| 25 | VAN ECK ASSOCIATES CORP | 38,873 | 496,000 | 0.59% | ||
| 26 | Capital Investment Advisors, LLC | 36,478 | 465,459 | 0.55% | ||
| 27 | WHITTIER TRUST CO OF NEVADA INC | 33,500 | 427,000 | 0.50% | ||
| 28 | Forvis Mazars Wealth Advisors, LLC | 30,721 | 392,000 | 0.46% | ||
| 29 | HighTower Advisors, LLC | 30,490 | 389,000 | 0.46% | ||
| 30 | Commonwealth Equity Services, Inc | 23,222 | 296,000 | 0.35% | ||
| 31 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 23,100 | 295,000 | 0.35% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 22,572 | 288,000 | 0.34% | ||
| 33 | DOLIVER ADVISORS, LP | 21,628 | 276,000 | 0.33% | ||
| 34 | First Allied Advisory Services, Inc. | 20,300 | 260,000 | 0.31% | ||
| 35 | Virtu KCG Holdings LLC | 19,094 | 244,000 | 0.29% | ||
| 36 | MAD RIVER INVESTORS | 18,500 | 236,000 | 0.28% | ||
| 37 | RAYMOND JAMES & ASSOCIATES | 17,988 | 230,000 | 0.27% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 17,000 | 216,920 | 0.26% | ||
| 39 | KEYBANK NATIONAL ASSOCIATION/OH | 14,463 | 185,000 | 0.22% | ||
| 40 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,852 | 164,000 | 0.19% | ||
| 41 | COMMERCE BANK | 12,000 | 153,000 | 0.18% | ||
| 42 | Bank of New York Mellon Corp | 11,626 | 148,000 | 0.17% | ||
| 43 | VICUS CAPITAL | 11,440 | 146,000 | 0.17% | ||
| 44 | ALLIANCEBERNSTEIN L.P. | 11,157 | 142,000 | 0.17% | ||
| 45 | CHEMICAL BANK | 10,920 | 139,000 | 0.16% | ||
| 46 | SHEETS SMITH WEALTH MANAGEMENT | 10,440 | 133,000 | 0.16% | ||
| 47 | Yellowstone Partners, LLC | 10,400 | 133,000 | 0.16% | ||
| 48 | BlackRock Investment Management, LLC | 8,395 | 107,000 | 0.13% | ||
| 49 | SECURITY NATIONAL TRUST CO | 7,400 | 94,000 | 0.11% | ||
| 50 | Apriem Advisors | 7,000 | 89,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
