| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,071,104 | 13,817,000 | 13.20% | ||
| 2 | MACKAY SHIELDS LLC | 828,004 | 10,681,000 | 10.21% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 737,993 | 9,520,000 | 9.10% | ||
| 4 | 1607 Capital Partners, LLC | 649,800 | 8,382,000 | 8.01% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 466,012 | 6,012,000 | 5.75% | ||
| 6 | Invesco Ltd. | 462,629 | 5,968,000 | 5.70% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 404,685 | 5,220,000 | 4.99% | ||
| 8 | Advisors Asset Management, Inc. | 384,169 | 4,956,000 | 4.74% | ||
| 9 | MORGAN STANLEY | 346,570 | 4,471,000 | 4.27% | ||
| 10 | PT ASSET MANAGEMENT, LLC | 265,014 | 3,419,000 | 3.27% | ||
| 11 | OAK HILL ADVISORS LP | 233,201 | 3,008,000 | 2.87% | ||
| 12 | WELLS FARGO & COMPANY/MN | 212,402 | 2,740,000 | 2.62% | ||
| 13 | Global Endowment Management, LP | 209,288 | 2,700,000 | 2.58% | ||
| 14 | MARINER INVESTMENT GROUP LLC | 174,816 | 2,255,000 | 2.16% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 156,304 | 2,016,000 | 1.93% | ||
| 16 | COHEN & STEERS, INC. | 153,916 | 1,986,000 | 1.90% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 151,545 | 1,954,000 | 1.87% | ||
| 18 | UBS Group AG | 145,370 | 1,875,000 | 1.79% | ||
| 19 | Horizon Kinetics LLC | 122,015 | 1,574,000 | 1.50% | ||
| 20 | AQR ARBITRAGE LLC | 93,469 | 1,206,000 | 1.15% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 72,987 | 942,000 | 0.90% | ||
| 22 | VAN ECK ASSOCIATES CORP | 68,044 | 878,000 | 0.84% | ||
| 23 | ROYAL BANK OF CANADA | 64,208 | 828,000 | 0.79% | ||
| 24 | LPL Financial LLC | 59,276 | 766,000 | 0.73% | ||
| 25 | NATIONAL PLANNING CORP | 55,796 | 739,000 | 0.71% | ||
| 26 | FIRST TRUST ADVISORS LP | 50,312 | 649,000 | 0.62% | ||
| 27 | Shamrock Asset Management LLC | 42,945 | 554,000 | 0.53% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 40,735 | 525,000 | 0.50% | ||
| 29 | HighTower Advisors, LLC | 35,635 | 460,000 | 0.44% | ||
| 30 | Capital Investment Advisors, LLC | 33,255 | 429,000 | 0.41% | ||
| 31 | Liberty Street Advisors, Inc. | 27,565 | 356,000 | 0.34% | ||
| 32 | BB&T SECURITIES, LLC | 27,657 | 356,000 | 0.34% | ||
| 33 | Cambridge Investment Research Advisors, Inc. | 27,072 | 349,000 | 0.33% | ||
| 34 | VICUS CAPITAL | 26,780 | 345,000 | 0.33% | ||
| 35 | WHITTIER TRUST CO OF NEVADA INC | 23,500 | 304,000 | 0.29% | ||
| 36 | Yellowstone Partners, LLC | 20,400 | 263,000 | 0.25% | ||
| 37 | DOLIVER ADVISORS, LP | 20,284 | 262,000 | 0.25% | ||
| 38 | MAD RIVER INVESTORS | 18,500 | 239,000 | 0.23% | ||
| 39 | Virtu KCG Holdings LLC | 15,234 | 197,000 | 0.19% | ||
| 40 | Pine River Capital Management L.P. | 14,673 | 189,000 | 0.18% | ||
| 41 | Commonwealth Equity Services, Inc | 13,555 | 175,000 | 0.17% | ||
| 42 | BENJAMIN F. EDWARDS & COMPANY, INC. | 12,465 | 161,000 | 0.15% | ||
| 43 | COMMERCE BANK | 12,000 | 155,000 | 0.15% | ||
| 44 | SHEETS SMITH WEALTH MANAGEMENT | 10,583 | 137,000 | 0.13% | ||
| 45 | PRELUDE CAPITAL MANAGEMENT, LLC | 7,850 | 101,000 | 0.10% | ||
| 46 | AMERICAN INTERNATIONAL GROUP, INC. | 7,007 | 90,390 | 0.09% | ||
| 47 | SECURITY NATIONAL TRUST CO | 6,900 | 89,000 | 0.09% | ||
| 48 | Apriem Advisors | 5,000 | 65,000 | 0.06% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,976 | 64,000 | 0.06% | ||
| 50 | DUBUQUE BANK & TRUST CO | 3,800 | 49,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
