| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,798,470 | 24,513,000 | 19.89% | ||
| 2 | McGowan Group Asset Management, Inc. | 799,550 | 10,898,000 | 8.84% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 740,593 | 10,094,000 | 8.19% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 549,666 | 7,491,000 | 6.08% | ||
| 5 | Invesco Ltd. | 468,871 | 6,391,000 | 5.19% | ||
| 6 | Horizon Kinetics LLC | 399,892 | 5,450,000 | 4.42% | ||
| 7 | Advisors Asset Management, Inc. | 380,614 | 5,188,000 | 4.21% | ||
| 8 | 1607 Capital Partners, LLC | 369,700 | 5,039,000 | 4.09% | ||
| 9 | PT ASSET MANAGEMENT, LLC | 321,235 | 4,378,000 | 3.55% | ||
| 10 | MORGAN STANLEY | 295,284 | 4,024,000 | 3.27% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 282,812 | 3,855,000 | 3.13% | ||
| 12 | OAK HILL ADVISORS LP | 269,800 | 3,677,000 | 2.98% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 239,485 | 3,263,000 | 2.65% | ||
| 14 | WELLS FARGO & COMPANY/MN | 221,824 | 3,023,000 | 2.45% | ||
| 15 | BB&T SECURITIES, LLC | 21,883 | 2,982,000 | 2.42% | ||
| 16 | Global Endowment Management, LP | 211,800 | 2,887,000 | 2.34% | ||
| 17 | MARINER INVESTMENT GROUP LLC | 167,494 | 2,283,000 | 1.85% | ||
| 18 | COHEN & STEERS, INC. | 159,501 | 2,174,000 | 1.76% | ||
| 19 | UBS Group AG | 135,730 | 1,850,000 | 1.50% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 134,772 | 1,837,000 | 1.49% | ||
| 21 | AQR CAPITAL MANAGEMENT LLC | 122,793 | 1,673,000 | 1.36% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 73,952 | 1,008,000 | 0.82% | ||
| 23 | ROYAL BANK OF CANADA | 69,713 | 950,000 | 0.77% | ||
| 24 | LPL Financial LLC | 59,442 | 810,000 | 0.66% | ||
| 25 | VAN ECK ASSOCIATES CORP | 53,272 | 726,000 | 0.59% | ||
| 26 | FIRST TRUST ADVISORS LP | 49,933 | 681,000 | 0.55% | ||
| 27 | Shamrock Asset Management LLC | 39,285 | 535,000 | 0.43% | ||
| 28 | HighTower Advisors, LLC | 34,086 | 465,000 | 0.38% | ||
| 29 | Capital Investment Advisors, LLC | 33,255 | 453,000 | 0.37% | ||
| 30 | Forvis Mazars Wealth Advisors, LLC | 30,721 | 419,000 | 0.34% | ||
| 31 | VICUS CAPITAL | 26,685 | 364,000 | 0.30% | ||
| 32 | SG Americas Securities, LLC | 23,835 | 325,000 | 0.26% | ||
| 33 | WHITTIER TRUST CO OF NEVADA INC | 23,500 | 320,000 | 0.26% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 22,572 | 308,000 | 0.25% | ||
| 35 | MAD RIVER INVESTORS | 18,500 | 252,000 | 0.20% | ||
| 36 | Commonwealth Equity Services, Inc | 17,530 | 239,000 | 0.19% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 17,000 | 231,710 | 0.19% | ||
| 38 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,392 | 223,000 | 0.18% | ||
| 39 | STIFEL FINANCIAL CORP | 15,830 | 216,000 | 0.18% | ||
| 40 | Pine River Capital Management L.P. | 15,000 | 205,000 | 0.17% | ||
| 41 | Virtu KCG Holdings LLC | 13,774 | 188,000 | 0.15% | ||
| 42 | Yellowstone Partners, LLC | 13,100 | 179,000 | 0.15% | ||
| 43 | COMMERCE BANK | 12,000 | 164,000 | 0.13% | ||
| 44 | BENJAMIN F. EDWARDS & COMPANY, INC. | 11,563 | 158,000 | 0.13% | ||
| 45 | SHEETS SMITH WEALTH MANAGEMENT | 10,496 | 143,000 | 0.12% | ||
| 46 | NEW ENGLAND SECURITIES CORP /MA/ | 10,026 | 137,000 | 0.11% | ||
| 47 | NATIONAL PLANNING CORP | 7,629 | 105,128 | 0.09% | ||
| 48 | SECURITY NATIONAL TRUST CO | 6,900 | 94,000 | 0.08% | ||
| 49 | Apriem Advisors | 6,000 | 82,000 | 0.07% | ||
| 50 | DEUTSCHE BANK AG\ | 5,500 | 74,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
