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NUVEEN NORTH CAROLINA QLTY M
NUVEEN NORTH CAROLINA QLTY M. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 34 Institutional holders with a total value of $19,892,900.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 20,641 2,687,000 13.51%
2 MORGAN STANLEY 185,272 2,412,000 12.12%
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC 168,623 2,195,000 11.03%
4 HighTower Advisors, LLC 151,060 1,967,000 9.89%
5 WELLS FARGO & COMPANY/MN 83,855 1,093,000 5.49%
6 WOLVERINE ASSET MANAGEMENT LLC 74,570 970,000 4.88%
7 AQR CAPITAL MANAGEMENT LLC 74,412 969,000 4.87%
8 BANK OF AMERICA CORP /DE/ 54,488 710,000 3.57%
9 DEUTSCHE BANK AG\ 51,260 667,000 3.35%
10 RAYMOND JAMES & ASSOCIATES 46,836 610,000 3.07%
11 LPL Financial LLC 43,770 570,000 2.87%
12 Janney Montgomery Scott LLC 38,303 498,705 2.51%
13 Commonwealth Equity Services, Inc 35,529 463,000 2.33%
14 TFS CAPITAL LLC 35,471 462,000 2.32%
15 UBS Group AG 32,818 427,000 2.15%
16 Altavista Wealth Management, Inc. 32,134 418,000 2.10%
17 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 26,865 350,000 1.76%
18 Virtu KCG Holdings LLC 20,809 271,000 1.36%
19 ROYAL BANK OF CANADA 20,131 262,000 1.32%
20 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 18,944 247,000 1.24%
21 Rock Point Advisors, LLC 16,500 215,000 1.08%
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15,308 199,000 1.00%
23 CAPTRUST FINANCIAL ADVISORS 14,180 185,000 0.93%
24 AMERIPRISE FINANCIAL INC 13,391 174,000 0.87%
25 AMERICAN INTERNATIONAL GROUP, INC. 12,611 164,195 0.83%
26 SUNTRUST BANKS INC 10,927 142,000 0.71%
27 FIRST TRUST ADVISORS LP 10,638 139,000 0.70%
28 SHEETS SMITH WEALTH MANAGEMENT 10,125 132,000 0.66%
29 PNC FINANCIAL SERVICES GROUP, INC. 9,692 126,000 0.63%
30 Advisory Services Network, LLC 8,000 106,000 0.53%
31 NEW ENGLAND SECURITIES CORP /MA/ 1,741 23,000 0.12%
32 Creative Planning 1,627 21,000 0.11%
33 PANAGORA ASSET MANAGEMENT INC 1,335 17,000 0.09%
34 CITIGROUP INC 107 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.