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NUVEEN NORTH CAROLINA QLTY M
NUVEEN NORTH CAROLINA QLTY M. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 38 Institutional holders with a total value of $20,341,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Fiera Capital Corp 214,839 2,779,000 13.66%
2 ARMOR INVESTMENT ADVISORS, LLC 211,376 2,734,000 13.44%
3 WELLS FARGO & COMPANY/MN 187,117 2,420,000 11.90%
4 MORGAN STANLEY 154,204 1,994,000 9.80%
5 RAYMOND JAMES & ASSOCIATES 90,847 1,175,000 5.78%
6 HighTower Advisors, LLC 60,180 778,000 3.82%
7 LPL Financial LLC 51,563 669,000 3.29%
8 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 49,404 639,000 3.14%
9 Altavista Wealth Management, Inc. 45,417 587,000 2.89%
10 BANK OF AMERICA CORP /DE/ 44,771 579,000 2.85%
11 UBS Group AG 36,981 478,000 2.35%
12 BB&T SECURITIES, LLC 31,252 443,000 2.18%
13 CORNERSTONE FINANCIAL PARTNERS, LLC 33,706 437,000 2.15%
14 TFS CAPITAL LLC 33,671 436,000 2.14%
15 NAPLES GLOBAL ADVISORS, LLC 30,250 391,000 1.92%
16 Oxbow Advisors, LLC 30,160 390,000 1.92%
17 Commonwealth Equity Services, Inc 26,607 344,000 1.69%
18 DOLIVER ADVISORS, LP 26,259 340,000 1.67%
19 AMERIPRISE FINANCIAL INC 25,224 326,000 1.60%
20 Janney Montgomery Scott LLC 22,579 292,000 1.44%
21 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 18,983 246,000 1.21%
22 Rock Point Advisors, LLC 16,000 207,000 1.02%
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15,342 198,000 0.97%
24 Sigma Planning Corp 14,795 191,000 0.94%
25 Point View Wealth Management, Inc. 12,860 166,000 0.82%
26 ADVISOR GROUP, INC. 12,342 160,000 0.79%
27 TRUIST FINANCIAL CORP 11,958 155,000 0.76%
28 SUNTRUST BANKS INC 10,979 141,000 0.69%
29 Triangle Securities Wealth Management 10,251 133,000 0.65%
30 MSI Financial Services Inc 8,990 116,000 0.57%
31 Creative Planning 7,937 103,000 0.51%
32 US BANCORP \DE\ 6,700 87,000 0.43%
33 ROYAL BANK OF CANADA 6,325 82,000 0.40%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,000 78,000 0.38%
35 Carroll Financial Associates, Inc. 1,197 15,000 0.07%
36 HIGH POINT BANK & TRUST CO 1,150 15,000 0.07%
37 SALEM INVESTMENT COUNSELORS INC 1,035 13,000 0.06%
38 Tower Research Capital LLC (TRC) 345 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.