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NUVEEN NORTH CAROLINA QLTY M
NUVEEN NORTH CAROLINA QLTY M. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 34 Institutional holders with a total value of $18,095,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Fiera Capital Corp 163,835 2,423,000 13.39%
2 HighTower Advisors, LLC 162,395 2,397,000 13.25%
3 WELLS FARGO & COMPANY/MN 128,044 1,894,000 10.47%
4 MORGAN STANLEY 103,585 1,532,000 8.47%
5 RAYMOND JAMES & ASSOCIATES 73,438 1,086,000 6.00%
6 LPL Financial LLC 52,830 785,000 4.34%
7 Altavista Wealth Management, Inc. 43,917 650,000 3.59%
8 Janney Montgomery Scott LLC 45,803 600,000 3.32%
9 Oxbow Advisors, LLC 37,160 550,000 3.04%
10 BANK OF AMERICA CORP /DE/ 35,994 532,000 2.94%
11 GEODE CAPITAL MANAGEMENT, LLC 35,700 528,000 2.92% PRN
12 BB&T SECURITIES, LLC 32,424 479,000 2.65%
13 CORNERSTONE FINANCIAL PARTNERS, LLC 31,754 471,000 2.60%
14 UBS Group AG 28,184 417,000 2.30%
15 DOLIVER ADVISORS, LP 26,668 394,000 2.18%
16 Commonwealth Equity Services, Inc 23,861 353,000 1.95%
17 AMERIPRISE FINANCIAL INC 22,702 336,000 1.86%
18 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 18,974 281,000 1.55%
19 NAPLES GLOBAL ADVISORS, LLC 18,850 279,000 1.54%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 17,754 263,000 1.45%
21 Rock Point Advisors, LLC 16,000 237,000 1.31%
22 Sigma Planning Corp 14,291 211,000 1.17%
23 Point View Wealth Management, Inc. 13,522 200,000 1.11%
24 ROYAL BANK OF CANADA 12,700 188,000 1.04%
25 ADVISOR GROUP, INC. 12,542 184,000 1.02%
26 TRUIST FINANCIAL CORP 11,958 177,000 0.98%
27 Triangle Securities Wealth Management 11,233 166,000 0.92%
28 Creative Planning 7,097 105,000 0.58%
29 MSI Financial Services Inc 6,951 103,000 0.57%
30 US BANCORP \DE\ 6,700 99,000 0.55%
31 Carroll Financial Associates, Inc. 4,013 59,000 0.33%
32 PNC FINANCIAL SERVICES GROUP, INC. 3,803 56,000 0.31%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,500 52,000 0.29%
34 Advisory Services Network, LLC 545 8,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.