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NUVEEN NORTH CAROLINA QLTY M
NUVEEN NORTH CAROLINA QLTY M. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 36 Institutional holders with a total value of $19,945,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Fiera Capital Corp 164,272 2,264,000 11.35%
2 HighTower Advisors, LLC 162,241 2,238,000 11.22%
3 MORGAN STANLEY 118,129 1,628,000 8.16%
4 WELLS FARGO & COMPANY/MN 108,292 1,492,000 7.48%
5 Raymond James Financial Services Advisors, Inc. 93,850 1,293,000 6.48%
6 LPL Financial LLC 86,154 1,198,000 6.01%
7 RAYMOND JAMES & ASSOCIATES 59,721 823,000 4.13%
8 PNC FINANCIAL SERVICES GROUP, INC. 48,728 671,000 3.36%
9 Janney Montgomery Scott LLC 47,803 659,000 3.30%
10 WOLVERINE ASSET MANAGEMENT LLC 44,145 608,000 3.05%
11 Altavista Wealth Management, Inc. 43,217 596,000 2.99%
12 GEODE CAPITAL MANAGEMENT, LLC 39,233 540,000 2.71% PRN
13 DOLIVER ADVISORS, LP 37,977 523,000 2.62%
14 BANK OF AMERICA CORP /DE/ 35,991 496,000 2.49%
15 UBS Group AG 32,474 447,000 2.24%
16 BB&T SECURITIES, LLC 32,424 446,000 2.24%
17 AQR ARBITRAGE LLC 29,425 405,000 2.03%
18 Commonwealth Equity Services, Inc 23,835 328,000 1.64%
19 AMERIPRISE FINANCIAL INC 21,902 302,000 1.51%
20 CORNERSTONE FINANCIAL PARTNERS, LLC 20,217 279,000 1.40%
21 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 18,970 261,000 1.31%
22 CAPTRUST FINANCIAL ADVISORS 18,901 260,000 1.30%
23 TFS CAPITAL LLC 17,908 247,000 1.24%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 17,754 245,000 1.23%
25 Rock Point Advisors, LLC 16,000 220,000 1.10%
26 ROYAL BANK OF CANADA 14,300 197,000 0.99%
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 14,014 193,000 0.97%
28 Point View Wealth Management, Inc. 13,522 186,000 0.93%
29 AMERICAN INTERNATIONAL GROUP, INC. 11,971 165,000 0.83%
30 TRUIST FINANCIAL CORP 11,958 165,000 0.83%
31 Triangle Securities Wealth Management 11,233 155,000 0.78%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,500 103,000 0.52%
33 Creative Planning 7,059 97,000 0.49%
34 US BANCORP \DE\ 6,700 92,000 0.46%
35 MSI Financial Services Inc 4,951 68,000 0.34%
36 Carroll Financial Associates, Inc. 4,013 55,000 0.28%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.