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NUVEEN COM
NUVEEN COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 22 Institutional holders with a total value of $10,995,513.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 236,021 3,116,000 28.34%
2 Karpus Management, Inc. 99,186 1,313,000 11.94%
3 BANK OF AMERICA CORP /DE/ 78,845 1,044,000 9.49%
4 Advisors Asset Management, Inc. 71,059 938,000 8.53%
5 MORGAN STANLEY 58,174 770,000 7.00%
6 DOLIVER ADVISORS, LP 54,602 723,000 6.58%
7 WOLVERINE ASSET MANAGEMENT LLC 50,063 662,000 6.02%
8 Point View Wealth Management, Inc. 34,492 457,000 4.16%
9 HighVista Strategies LLC 23,900 331,000 3.01%
10 Tortoise Investment Management, LLC 23,462 311,000 2.83%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,186 293,000 2.66%
12 PNC FINANCIAL SERVICES GROUP, INC. 17,736 234,000 2.13%
13 PEAPACK GLADSTONE FINANCIAL CORP 13,800 182,712 1.66%
14 SIT INVESTMENT ASSOCIATES INC 12,600 167,000 1.52%
15 BRAVE ASSET MANAGEMENT INC 10,983 145,000 1.32%
16 WELLS FARGO & COMPANY/MN 10,451 138,000 1.26%
17 ROYAL BANK OF CANADA 5,299 70,000 0.64%
18 UBS AG 4,103 55,000 0.50%
19 Cordasco Financial Network 1,488 20,000 0.18%
20 AMERICAN INTERNATIONAL GROUP, INC. 1,420 18,801 0.17%
21 CITIGROUP INC 497 7,000 0.06%
22 Tower Research Capital LLC (TRC) 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.