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NUVEEN COM
NUVEEN COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 45 Institutional holders with a total value of $36,961,355.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 478,800 6,774,000 18.33%
2 BANK OF AMERICA CORP /DE/ 261,818 3,705,000 10.02%
3 Advisors Asset Management, Inc. 244,193 3,455,000 9.35%
4 MORGAN STANLEY 203,778 2,884,000 7.80%
5 SIT INVESTMENT ASSOCIATES INC 187,382 2,651,000 7.17%
6 LPL Financial LLC 143,001 2,049,000 5.54%
7 Raymond James Financial Services Advisors, Inc. 113,172 1,601,000 4.33%
8 HighVista Strategies LLC 109,560 1,550,000 4.19%
9 AQR ARBITRAGE LLC 82,671 1,170,000 3.17%
10 WELLS FARGO & COMPANY/MN 76,766 1,086,000 2.94%
11 WOLVERINE ASSET MANAGEMENT LLC 75,637 1,070,000 2.89%
12 Point View Wealth Management, Inc. 70,197 993,000 2.69%
13 UBS Group AG 64,504 913,000 2.47%
14 Tortoise Investment Management, LLC 45,490 644,000 1.74%
15 Karpus Management, Inc. 41,990 594,000 1.61%
16 B. Riley Wealth Advisors, Inc. 39,003 552,000 1.49%
17 Janney Montgomery Scott LLC 38,968 551,000 1.49%
18 PNC FINANCIAL SERVICES GROUP, INC. 38,042 539,000 1.46%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 34,478 488,000 1.32%
20 LUCAS CAPITAL MANAGEMENT 29,930 424,000 1.15%
21 Brick & Kyle, Associates 25,414 360,000 0.97%
22 TFS CAPITAL LLC 22,176 314,000 0.85%
23 BRAVE ASSET MANAGEMENT INC 20,983 297,000 0.80%
24 ROYAL BANK OF CANADA 20,070 284,000 0.77%
25 Commonwealth Equity Services, Inc 17,410 246,000 0.67%
26 MSI Financial Services Inc 13,759 195,000 0.53%
27 RAYMOND JAMES & ASSOCIATES 13,723 194,000 0.52%
28 PEAPACK GLADSTONE FINANCIAL CORP 13,238 187,318 0.51%
29 FIRST MANHATTAN CO. LLC. 13,138 185,000 0.50%
30 POINTE CAPITAL MANAGEMENT LLC 12,118 171,000 0.46%
31 Edge Wealth Management LLC 10,910 154,000 0.42%
32 Clear Harbor Asset Management, LLC 10,329 146,000 0.40%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,901 112,000 0.30%
34 Estabrook Capital Management 6,151 87,037 0.24%
35 Thomas J. Herzfeld Advisors, Inc. 5,702 81,000 0.22%
36 FineMark National Bank & Trust 4,764 67,000 0.18%
37 AMERICAN INTERNATIONAL GROUP, INC. 3,475 49,000 0.13%
38 CWM, LLC 2,357 33,000 0.09%
39 Advisory Services Network, LLC 1,963 28,000 0.08%
40 Highlander Capital Management, LLC 1,602 23,000 0.06%
41 Creative Planning 1,172 17,000 0.05%
42 Financial Architects, Inc 1,001 14,000 0.04%
43 Joel Isaacson & Co., LLC 984 14,000 0.04%
44 IFP ADVISORS, INC 578 8,000 0.02%
45 NEXT Financial Group, Inc 200 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.