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NUVEEN COM
NUVEEN COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 24 Institutional holders with a total value of $11,133,992.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 223,734 3,038,000 27.29%
2 Advisors Asset Management, Inc. 100,699 1,367,000 12.28%
3 Karpus Management, Inc. 98,786 1,343,000 12.06%
4 BANK OF AMERICA CORP /DE/ 59,145 804,000 7.22%
5 MORGAN STANLEY 47,760 649,000 5.83%
6 DOLIVER ADVISORS, LP 34,520 469,000 4.21%
7 WOLVERINE ASSET MANAGEMENT LLC 33,714 458,000 4.11%
8 Point View Wealth Management, Inc. 32,128 437,000 3.92%
9 Tortoise Investment Management, LLC 28,762 391,000 3.51%
10 MARINER INVESTMENT GROUP LLC 24,750 337,000 3.03%
11 HighVista Strategies LLC 23,900 325,000 2.92%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,490 251,000 2.25%
13 PNC FINANCIAL SERVICES GROUP, INC. 17,736 242,000 2.17%
14 Weiss Asset Management LP 14,086 191,000 1.72%
15 PEAPACK GLADSTONE FINANCIAL CORP 13,800 187,680 1.69%
16 SIT INVESTMENT ASSOCIATES INC 12,600 171,000 1.54%
17 BRAVE ASSET MANAGEMENT INC 10,983 149,000 1.34%
18 WELLS FARGO & COMPANY/MN 10,451 143,000 1.28%
19 ROYAL BANK OF CANADA 5,299 72,000 0.65%
20 UBS AG 3,000 41,000 0.37%
21 CITIGROUP INC 2,100 29,000 0.26%
22 Cordasco Financial Network 1,488 20,000 0.18%
23 AMERICAN INTERNATIONAL GROUP, INC. 1,420 19,312 0.17%
24 Tower Research Capital LLC (TRC) 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.