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NUVEEN COM
NUVEEN COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 24 Institutional holders with a total value of $11,060,405.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 205,863 2,774,000 25.08%
2 Karpus Management, Inc. 99,186 1,332,000 12.04%
3 Advisors Asset Management, Inc. 95,224 1,284,000 11.61%
4 BANK OF AMERICA CORP /DE/ 57,423 771,000 6.97%
5 DOLIVER ADVISORS, LP 51,658 694,000 6.27%
6 MORGAN STANLEY 50,117 673,000 6.08%
7 WOLVERINE ASSET MANAGEMENT LLC 44,520 597,000 5.40%
8 Point View Wealth Management, Inc. 33,664 452,000 4.09%
9 Tortoise Investment Management, LLC 29,162 392,000 3.54%
10 HighVista Strategies LLC 23,900 321,000 2.90%
11 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 19,097 256,000 2.31%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,490 249,000 2.25%
13 MARINER INVESTMENT GROUP LLC 18,000 242,000 2.19%
14 PNC FINANCIAL SERVICES GROUP, INC. 17,736 238,000 2.15%
15 PEAPACK GLADSTONE FINANCIAL CORP 13,800 185,334 1.68%
16 SIT INVESTMENT ASSOCIATES INC 12,600 169,000 1.53%
17 BRAVE ASSET MANAGEMENT INC 10,983 148,000 1.34%
18 WELLS FARGO & COMPANY/MN 8,950 120,000 1.08%
19 ROYAL BANK OF CANADA 5,299 71,000 0.64%
20 UBS AG 3,097 41,000 0.37%
21 Cordasco Financial Network 1,488 20,000 0.18%
22 AMERICAN INTERNATIONAL GROUP, INC. 1,420 19,071 0.17%
23 MSI Financial Services Inc 900 12,000 0.11%
24 Tower Research Capital LLC (TRC) 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.