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NUVEEN COM
NUVEEN COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 46 Institutional holders with a total value of $42,234,901.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 743,782 10,198,000 24.15%
2 Advisors Asset Management, Inc. 434,652 5,959,000 14.11%
3 BANK OF AMERICA CORP /DE/ 240,834 3,304,000 7.82%
4 WOLVERINE ASSET MANAGEMENT LLC 196,728 2,699,000 6.39%
5 MORGAN STANLEY 173,677 2,383,000 5.64%
6 AQR ARBITRAGE LLC 147,126 2,017,000 4.78%
7 Karpus Management, Inc. 144,288 1,980,000 4.69%
8 DOLIVER ADVISORS, LP 77,555 1,851,000 4.38%
9 HighVista Strategies LLC 109,560 1,503,000 3.56%
10 UBS Group AG 106,512 1,461,000 3.46%
11 WELLS FARGO & COMPANY/MN 76,479 1,049,000 2.48%
12 PNC FINANCIAL SERVICES GROUP, INC. 65,392 897,000 2.12%
13 Point View Wealth Management, Inc. 60,358 828,000 1.96%
14 LPL Financial LLC 54,893 755,000 1.79%
15 Tortoise Investment Management, LLC 42,727 586,000 1.39%
16 B. Riley Wealth Advisors, Inc. 38,816 533,000 1.26%
17 Janney Montgomery Scott LLC 35,301 484,000 1.15%
18 BRAVE ASSET MANAGEMENT INC 24,496 336,000 0.80%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 21,928 301,000 0.71%
20 LUCAS CAPITAL MANAGEMENT 19,504 268,000 0.63%
21 Private Advisor Group, LLC 17,576 241,000 0.57%
22 Brick & Kyle, Associates 17,596 241,000 0.57%
23 PEAPACK GLADSTONE FINANCIAL CORP 17,323 237,672 0.56%
24 Commonwealth Equity Services, Inc 14,186 195,000 0.46%
25 HighTower Advisors, LLC 14,140 194,000 0.46%
26 ROYAL BANK OF CANADA 14,128 194,000 0.46%
27 FIRST MANHATTAN CO. LLC. 12,538 172,000 0.41%
28 TFS CAPITAL LLC 12,280 168,000 0.40%
29 POINTE CAPITAL MANAGEMENT LLC 12,118 166,000 0.39%
30 Edge Wealth Management LLC 11,003 151,000 0.36%
31 Clear Harbor Asset Management, LLC 10,329 142,000 0.34%
32 First Allied Advisory Services, Inc. 10,156 140,000 0.33%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,902 122,000 0.29%
34 AMERICAN INTERNATIONAL GROUP, INC. 7,787 106,837 0.25%
35 Estabrook Capital Management 6,151 84,392 0.20%
36 FineMark National Bank & Trust 4,764 65,000 0.15%
37 MSI Financial Services Inc 3,143 43,000 0.10%
38 FIFTH THIRD BANCORP 2,554 35,000 0.08%
39 Advisory Services Network, LLC 1,963 27,000 0.06%
40 Creative Planning 1,823 25,000 0.06%
41 PANAGORA ASSET MANAGEMENT INC 1,672 23,000 0.05%
42 Highlander Capital Management, LLC 1,602 22,000 0.05%
43 Cordasco Financial Network 1,488 20,000 0.05%
44 Joel Isaacson & Co., LLC 984 14,000 0.03%
45 CITIGROUP INC 890 12,000 0.03%
46 NEXT Financial Group, Inc 200 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.