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NUVEEN COM
NUVEEN COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 45 Institutional holders with a total value of $36,764,987.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 665,313 8,548,000 23.25%
2 Advisors Asset Management, Inc. 428,653 5,508,000 14.98%
3 BANK OF AMERICA CORP /DE/ 250,988 3,225,000 8.77%
4 MORGAN STANLEY 186,519 2,396,000 6.52%
5 AQR ARBITRAGE LLC 134,501 1,728,000 4.70%
6 HighVista Strategies LLC 109,560 1,408,000 3.83%
7 UBS Group AG 107,066 1,376,000 3.74%
8 Karpus Management, Inc. 96,767 1,243,000 3.38%
9 WOLVERINE ASSET MANAGEMENT LLC 86,444 1,110,000 3.02%
10 DOLIVER ADVISORS, LP 73,894 950,000 2.58%
11 WELLS FARGO & COMPANY/MN 68,546 882,000 2.40%
12 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 64,329 827,000 2.25%
13 PNC FINANCIAL SERVICES GROUP, INC. 63,075 811,000 2.21%
14 Point View Wealth Management, Inc. 62,970 809,000 2.20%
15 Tortoise Investment Management, LLC 57,362 737,000 2.00%
16 LPL Financial LLC 51,633 662,000 1.80%
17 B. Riley Wealth Advisors, Inc. 39,022 502,000 1.37%
18 Janney Montgomery Scott LLC 35,360 454,376 1.24%
19 PANAGORA ASSET MANAGEMENT INC 32,373 416,000 1.13%
20 BRAVE ASSET MANAGEMENT INC 24,496 315,000 0.86%
21 LUCAS CAPITAL MANAGEMENT 20,204 260,000 0.71%
22 Private Advisor Group, LLC 19,393 249,000 0.68%
23 Brick & Kyle, Associates 17,596 226,000 0.61%
24 PEAPACK GLADSTONE FINANCIAL CORP 17,323 222,601 0.61%
25 TFS CAPITAL LLC 15,797 203,000 0.55%
26 Commonwealth Equity Services, Inc 14,237 183,000 0.50%
27 ROYAL BANK OF CANADA 14,089 181,000 0.49%
28 Virtu KCG Holdings LLC 12,815 165,000 0.45%
29 FIRST MANHATTAN CO. LLC. 12,538 161,000 0.44%
30 POINTE CAPITAL MANAGEMENT LLC 12,118 156,000 0.42%
31 Edge Wealth Management LLC 11,003 141,000 0.38%
32 Clear Harbor Asset Management, LLC 10,329 133,000 0.36%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,902 114,000 0.31%
34 AMERICAN INTERNATIONAL GROUP, INC. 8,013 102,970 0.28%
35 Estabrook Capital Management 6,151 79,040 0.21%
36 FineMark National Bank & Trust 4,764 61,000 0.17%
37 Tower Research Capital LLC (TRC) 3,313 43,000 0.12%
38 MSI Financial Services Inc 3,146 40,000 0.11%
39 FIFTH THIRD BANCORP 2,554 33,000 0.09%
40 CITIGROUP INC 2,336 30,000 0.08%
41 Advisory Services Network, LLC 1,963 25,000 0.07%
42 Highlander Capital Management, LLC 1,602 21,000 0.06%
43 Joel Isaacson & Co., LLC 984 13,000 0.04%
44 Financial Architects, Inc 1,001 13,000 0.04%
45 NEXT Financial Group, Inc 200 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.