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NUVEEN PFD INCOME OPPORTUN
NUVEEN PFD INCOME OPPORTUN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 89 Institutional holders with a total value of $130,690,248.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Shaker Financial Services, LLC 21,600 201,000 0.15%
52 Janney Montgomery Scott LLC 21,531 200,023 0.15%
53 NORTHERN TRUST CORP 20,307 188,000 0.14%
54 First Allied Advisory Services, Inc. 18,895 177,000 0.14%
55 Virtu KCG Holdings LLC 17,995 167,000 0.13%
56 VICUS CAPITAL 17,229 160,000 0.12%
57 ALLIANCEBERNSTEIN L.P. 16,481 153,000 0.12%
58 Placemark Investments, Inc. 15,819 147,000 0.11%
59 CSS LLC/IL 15,500 144,000 0.11%
60 Creative Planning 13,188 123,000 0.09%
61 Mariner, LLC 12,998 121,000 0.09%
62 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12,535 116,000 0.09%
63 DAVENPORT & Co LLC 11,950 111,016 0.08%
64 WEDBUSH SECURITIES INC 11,753 109,000 0.08%
65 KMS FINANCIAL SERVICES, INC 11,550 107,000 0.08%
66 DEUTSCHE BANK AG\ 11,199 104,000 0.08%
67 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 11,132 103,000 0.08%
68 First City Capital Management, Inc. 10,650 98,939 0.08%
69 US BANCORP \DE\ 10,055 94,000 0.07%
70 SHUFRO ROSE & CO LLC 10,000 92,000 0.07%
71 CITIGROUP INC 6,957 65,000 0.05%
72 WFG Advisors, LP 6,695 62,000 0.05%
73 U S GLOBAL INVESTORS INC 5,375 49,000 0.04%
74 AMERICAN INTERNATIONAL GROUP, INC. 5,147 47,816 0.04%
75 SECURITY NATIONAL TRUST CO 4,700 44,000 0.03%
76 MSI Financial Services Inc 4,291 40,000 0.03%
77 Formidable Asset Management, LLC 3,052 29,000 0.02%
78 FIFTH THIRD BANCORP 2,000 19,000 0.01%
79 North Star Investment Management Corp. 1,000 9,000 0.01%
80 Polaris Wealth Advisory Group, LLC 1,000 9,000 0.01%
81 Regal Investment Advisors LLC 830 8,000 0.01%
82 TRUST CO OF VERMONT 755 7,000 0.01%
83 People's United Financial, Inc. 668 6,000 0.00%
84 MUFG Americas Holdings Corp 681 6,000 0.00%
85 CAPTRUST FINANCIAL ADVISORS 600 5,000 0.00%
86 Tower Research Capital LLC (TRC) 500 5,000 0.00%
87 NEW ENGLAND SECURITIES CORP /MA/ 375 3,000 0.00%
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 26 0 0.00%
89 Carroll Financial Associates, Inc. 38 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.