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NUVEEN PFD INCOME OPPORTUN
NUVEEN PFD INCOME OPPORTUN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 87 Institutional holders with a total value of $142,334,103.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 GOLDMAN SACHS GROUP INC 18,910 181,000 0.13%
52 NORTHERN TRUST CORP 18,857 180,000 0.13%
53 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 17,725 169,000 0.12%
54 VICUS CAPITAL 16,949 162,000 0.11%
55 CSS LLC/IL 15,500 148,000 0.10%
56 Robert W. Baird & Co. Inc 15,191 146,000 0.10%
57 Mariner, LLC 12,998 124,000 0.09%
58 NWAM LLC 11,950 114,000 0.08%
59 ANCHOR CAPITAL ADVISORS LLC 11,250 108,000 0.08%
60 DEUTSCHE BANK AG\ 11,199 107,000 0.08%
61 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 11,132 106,000 0.07%
62 DAVENPORT & Co LLC 11,009 105,244 0.07%
63 JFS WEALTH ADVISORS, LLC 10,072 96,000 0.07%
64 SPHINX TRADING, LP 10,000 96,000 0.07%
65 Columbia Asset Management 10,000 96,000 0.07%
66 SHUFRO ROSE & CO LLC 10,000 95,000 0.07%
67 WFG Advisors, LP 8,861 85,000 0.06%
68 U S GLOBAL INVESTORS INC 5,375 51,000 0.04%
69 PNC FINANCIAL SERVICES GROUP, INC. 5,070 48,000 0.03%
70 SECURITY NATIONAL TRUST CO 4,700 45,000 0.03%
71 US BANCORP \DE\ 4,055 38,000 0.03%
72 MUFG Americas Holdings Corp 3,539 34,000 0.02%
73 Smithfield Trust Co 3,250 31,000 0.02%
74 Thomas J. Herzfeld Advisors, Inc. 3,000 29,000 0.02%
75 MSI Financial Services Inc 3,050 29,000 0.02%
76 Formidable Asset Management, LLC 3,052 29,000 0.02%
77 STANCORP INVESTMENT ADVISERS INC 2,190 21,000 0.01%
78 CITIGROUP INC 2,132 21,000 0.01%
79 MONROE BANK & TRUST/MI 2,000 19,000 0.01%
80 Transamerica Financial Advisors, LLC 1,200 12,000 0.01%
81 B. Riley Wealth Advisors, Inc. 1,115 11,000 0.01%
82 Regal Investment Advisors LLC 1,070 10,000 0.01%
83 Commonwealth Financial Services, LLC 700 7,000 0.00%
84 TRUST CO OF VERMONT 755 7,000 0.00%
85 People's United Financial, Inc. 668 6,000 0.00%
86 NEW ENGLAND SECURITIES CORP /MA/ 375 4,000 0.00%
87 Blume Capital Management, Inc. 300 3,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.