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NUVEEN PFD OME OPPRTNY FD COM
NUVEEN PFD OME OPPRTNY FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 96 Institutional holders with a total value of $134,870,692.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 WFG Advisors, LP 22,900 229,000 0.17%
52 Janney Montgomery Scott LLC 23,774 218,000 0.16%
53 GOLDMAN SACHS GROUP INC 19,032 191,000 0.14%
54 PNC FINANCIAL SERVICES GROUP, INC. 18,687 186,000 0.14%
55 Stratos Wealth Partners, LTD. 15,777 158,000 0.12%
56 Bank of New York Mellon Corp 15,356 154,000 0.11%
57 VICUS CAPITAL 14,745 148,000 0.11%
58 NORTHERN TRUST CORP 14,470 145,000 0.11%
59 NATIONAL PLANNING CORP 13,617 141,000 0.10%
60 ALLEGIS INVESTMENT ADVISORS, LLC 13,894 141,000 0.10%
61 Mariner, LLC 12,998 130,000 0.10%
62 RAYMOND JAMES & ASSOCIATES 12,693 127,000 0.09%
63 Fiera Capital Corp 12,643 127,000 0.09%
64 DEUTSCHE BANK AG\ 12,466 124,000 0.09%
65 BLAIR WILLIAM & CO/IL 12,061 121,000 0.09%
66 NWAM LLC 11,950 120,000 0.09%
67 BB&T SECURITIES, LLC 11,380 114,000 0.08%
68 First Allied Advisory Services, Inc. 11,109 111,000 0.08%
69 SHUFRO ROSE & CO LLC 10,000 100,000 0.07% PRN
70 Columbia Asset Management 10,000 100,000 0.07%
71 FineMark National Bank & Trust 9,984 100,000 0.07%
72 SPHINX TRADING, LP 10,000 100,000 0.07%
73 CITIGROUP INC 9,612 96,000 0.07%
74 MSI Financial Services Inc 8,682 87,000 0.06%
75 GENEOS WEALTH MANAGEMENT INC. 7,493 75,000 0.06%
76 Sandy Spring Bank 6,600 66,000 0.05%
77 U S GLOBAL INVESTORS INC 5,375 56,000 0.04%
78 US BANCORP \DE\ 4,627 47,000 0.03%
79 DUBUQUE BANK & TRUST CO 3,850 39,000 0.03%
80 NEXT Financial Group, Inc 3,986 39,000 0.03%
81 Advisors Asset Management, Inc. 1,970 20,000 0.01%
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,000 20,000 0.01%
83 Vantage Investment Advisors, LLC 1,587 16,000 0.01%
84 Focused Wealth Management, Inc 1,580 16,000 0.01%
85 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,254 13,000 0.01%
86 Edge Wealth Management LLC 1,123 11,000 0.01% SH
87 CENTRAL TRUST Co 1,081 11,000 0.01%
88 PENSERRA CAPITAL MANAGEMENT LLC 1,042 10,000 0.01%
89 Winfield Associates, Inc. 793 8,000 0.01%
90 Commonwealth Financial Services, LLC 700 7,000 0.01%
91 People's United Financial, Inc. 668 7,000 0.01%
92 Financial Architects, Inc 500 5,000 0.00%
93 WOLVERINE TRADING LP /BD 448 4,547 0.00%
94 Blume Capital Management, Inc. 300 3,000 0.00%
95 MassMutual Private Wealth & Trust, FSB 289 2,896 0.00%
96 M&R CAPITAL MANAGEMENT INC 200 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.