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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 796 Institutional holders with a total value of $38,719,065,614.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 46,800,911 3,688,848,000 9.53%
2 Capital World Investors 31,440,000 2,478,101,000 6.40%
3 FMR LLC 30,531,632 2,406,503,000 6.22%
4 VANGUARD GROUP INC 29,590,921 2,332,357,000 6.02%
5 STATE STREET CORP 24,100,647 1,899,617,000 4.91%
6 BARROW HANLEY MEWHINNEY & STRAUSS LLC 19,154,097 1,509,726,000 3.90%
7 Boston Partners 15,785,254 1,244,194,000 3.21%
8 BlackRock Institutional Trust Company, N.A. 15,310,751 1,206,793,000 3.12%
9 JPMORGAN CHASE & CO 10,678,394 841,671,000 2.17%
10 ALLIANCEBERNSTEIN L.P. 9,548,192 752,588,000 1.94%
11 HARRIS ASSOCIATES L P 9,087,887 716,307,000 1.85%
12 Bank of New York Mellon Corp 8,321,340 655,889,000 1.69%
13 NORTHERN TRUST CORP 7,113,602 560,694,000 1.45%
14 BlackRock Fund Advisors 5,903,428 465,308,000 1.20%
15 AMERIPRISE FINANCIAL INC 5,618,579 442,859,000 1.14%
16 BlackRock Group LTD 5,562,932 438,471,000 1.13%
17 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 5,291,463 417,073,000 1.08%
18 GEODE CAPITAL MANAGEMENT, LLC 4,574,252 360,010,000 0.93%
19 FRANKLIN RESOURCES INC 4,521,833 356,407,000 0.92%
20 BB&T SECURITIES, LLC 442,394 348,694,000 0.90%
21 NORGES BANK 4,357,455 343,454,000 0.89%
22 DIMENSIONAL FUND ADVISORS LP 4,112,860 324,170,000 0.84%
23 DEUTSCHE BANK AG\ 3,771,554 297,265,000 0.77%
24 DIAMOND HILL CAPITAL MANAGEMENT INC 3,538,627 278,915,000 0.72%
25 GOLDMAN SACHS GROUP INC 3,510,792 276,721,000 0.71%
26 AJO, LP 3,399,950 267,984,000 0.69%
27 WADDELL & REED FINANCIAL INC 3,206,762 252,757,000 0.65%
28 LSV ASSET MANAGEMENT 3,179,405 250,600,000 0.65%
29 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 3,118,005 245,760,000 0.63%
30 WELLS FARGO & COMPANY/MN 3,066,325 241,689,000 0.62%
31 BANK OF MONTREAL /CAN/ 3,023,033 238,273,000 0.62%
32 BLACKROCK ADVISORS LLC 2,830,803 223,124,000 0.58%
33 Cornerstone Investment Partners, LLC 2,827,606 222,872,000 0.58%
34 WESTWOOD HOLDINGS GROUP INC 2,699,874 212,804,000 0.55%
35 NORDEA INVESTMENT MANAGEMENT AB 2,486,637 195,997,000 0.51%
36 SOUND SHORE MANAGEMENT INC /CT/ 2,378,652 187,485,000 0.48%
37 Robeco Institutional Asset Management B.V. 2,359,292 185,960,000 0.48%
38 BlackRock Investment Management, LLC 2,320,260 182,883,000 0.47%
39 GMT CAPITAL CORP 2,280,930 179,783,000 0.46%
40 NEW YORK STATE COMMON RETIREMENT FUND 2,243,256 176,813,000 0.46%
41 LORD, ABBETT & CO. LLC 2,231,523 175,888,000 0.45%
42 Legal & General Group Plc 2,174,868 171,419,000 0.44%
43 Allianz Asset Management GmbH 2,121,233 167,196,000 0.43%
44 DAVENPORT & Co LLC 2,065,780 162,824,789 0.42%
45 AQR CAPITAL MANAGEMENT LLC 1,961,236 154,584,000 0.40%
46 CREDIT SUISSE AG/ 1,893,506 149,246,000 0.39%
47 TIAA CREF INVESTMENT MANAGEMENT LLC 1,893,377 149,236,000 0.39%
48 Invesco Ltd. 1,892,880 149,196,000 0.39%
49 CAMBIAR INVESTORS LLC 1,813,744 142,959,000 0.37%
50 BANK OF AMERICA CORP /DE/ 1,797,476 141,677,000 0.37%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.