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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 805 Institutional holders with a total value of $31,981,688,772.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NewSquare Capital LLC 7 0 0.00%
2 Apriem Advisors 12 1,000 0.00%
3 WASHINGTON TRUST BANK 25 2,000 0.00%
4 Allworth Financial LP 36 2,000 0.00%
5 MYCIO WEALTH PARTNERS, LLC 36 2,000 0.00%
6 JFS WEALTH ADVISORS, LLC 40 3,000 0.00%
7 CWM, LLC 37 3,000 0.00%
8 First City Capital Management, Inc. 52 3,604 0.00%
9 ORRSTOWN FINANCIAL SERVICES INC 56 4,000 0.00%
10 PROFICIO CAPITAL PARTNERS LLC 63 4,000 0.00%
11 PINKERTON WEALTH, LLC 71 4,000 0.00%
12 Tradewinds Capital Management, LLC 61 4,000 0.00%
13 Ruggie Capital Group 77 5,000 0.00%
14 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 86 6,000 0.00%
15 Donald L. Hagan, LLC 90 6,000 0.00%
16 HIGH POINT BANK & TRUST CO 100 7,000 0.00%
17 Perkins Coie Trust Co 120 8,000 0.00%
18 TD Securities (USA) LLC 119 8,000 0.00%
19 DELPHI PRIVATE ADVISORS LLC 134 9,000 0.00%
20 CITY HOLDING CO 134 9,000 0.00%
21 Vantage Investment Advisors, LLC 140 10,000 0.00%
22 THOMPSON DAVIS & CO., INC. 151 10,000 0.00%
23 SMITH ASSET MANAGEMENT GROUP LP 140 10,000 0.00%
24 Sandy Spring Bank 150 10,000 0.00%
25 BALENTINE LLC 140 10,000 0.00%
26 Kistler-Tiffany Companies, LLC 144 10,000 0.00%
27 CUTLER GROUP LLC / CA 7,800 11,000 0.00% Call
28 BENJAMIN F. EDWARDS & COMPANY, INC. 164 11,000 0.00%
29 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 160 11,000 0.00%
30 Parkside Financial Bank & Trust 167 11,000 0.00%
31 SUTTON WEALTH ADVISORS INC. 161 11,159 0.00%
32 Tortoise Investment Management, LLC 166 12,000 0.00%
33 Winfield Associates, Inc. 170 12,000 0.00%
34 MOSAIC FAMILY WEALTH, LLC 192 13,000 0.00%
35 Cornerstone Advisors, Inc. 187 13,000 0.00%
36 LOOMIS SAYLES & CO L P 188 13,000 0.00%
37 PEOPLES FINANCIAL SERVICES CORP. 200 14,000 0.00%
38 ENTERPRISE FINANCIAL SERVICES CORP 203 14,000 0.00%
39 VERSANT CAPITAL MANAGEMENT, INC 206 14,000 0.00%
40 Tarbox Family Office, Inc. 223 15,000 0.00%
41 MONETARY MANAGEMENT GROUP INC 250 17,000 0.00%
42 ZIONS BANCORPORATION 225 17,000 0.00%
43 VALLEY NATIONAL ADVISERS INC 259 18,000 0.00%
44 Oakworth Capital, Inc. 272 19,000 0.00%
45 INTEGRATED WEALTH MANAGEMENT 285 20,000 0.00%
46 KANALY TRUST CO 349 24,000 0.00%
47 Hoxton Financial, Inc. 375 26,000 0.00%
48 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 406 28,000 0.00%
49 Tower Research Capital LLC (TRC) 402 28,000 0.00%
50 COCONUT GROVE BANK 413 29,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.