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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 792 Institutional holders with a total value of $28,506,451,703.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 100 0 0.00% Put
2 Concert Wealth Management Inc. 200 0 0.00% Call
3 CUTLER GROUP LLC / CA 2,000 0 0.00% Call
4 Apriem Advisors 12 1,000 0.00%
5 NEWFOUND RESEARCH LLC 11 1,000 0.00%
6 PINKERTON WEALTH, LLC 22 1,000 0.00%
7 MYCIO WEALTH PARTNERS, LLC 36 2,000 0.00%
8 CWM, LLC 37 2,000 0.00%
9 Vantage Investment Advisors, LLC 28 2,000 0.00%
10 NEXT Financial Group, Inc 40 2,000 0.00%
11 Allworth Financial LP 36 2,000 0.00%
12 HERNDON CAPITAL MANAGEMENT LLC 47 3,000 0.00%
13 ORRSTOWN FINANCIAL SERVICES INC 56 4,000 0.00%
14 Bartlett & Co. LLC 63 4,000 0.00%
15 ROPES WEALTH ADVISORS LLC 60 4,000 0.00%
16 Tradewinds Capital Management, LLC 61 4,000 0.00%
17 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 87 5,000 0.00%
18 WASHINGTON TRUST BANK 75 5,000 0.00%
19 Ruggie Capital Group 77 5,000 0.00%
20 HIGH POINT BANK & TRUST CO 100 6,000 0.00%
21 Perkins Coie Trust Co 120 8,000 0.00%
22 Parkside Financial Bank & Trust 132 8,000 0.00%
23 LOOMIS SAYLES & CO L P 120 8,000 0.00%
24 SMITH ASSET MANAGEMENT GROUP LP 140 9,000 0.00%
25 BALENTINE LLC 140 9,000 0.00%
26 CITY HOLDING CO 134 9,000 0.00%
27 Kistler-Tiffany Companies, LLC 144 9,000 0.00%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 135 9,000 0.00%
29 Cornerstone Advisors, Inc. 164 10,000 0.00%
30 Sandy Spring Bank 150 10,000 0.00%
31 PROFICIO CAPITAL PARTNERS LLC 143 10,000 0.00%
32 SUTTON WEALTH ADVISORS INC. 161 10,225 0.00%
33 DUBUQUE BANK & TRUST CO 179 11,000 0.00%
34 Winfield Associates, Inc. 170 11,000 0.00%
35 Tortoise Investment Management, LLC 166 11,000 0.00%
36 MOSAIC FAMILY WEALTH, LLC 170 11,000 0.00%
37 INTEGRATED WEALTH MANAGEMENT 182 12,000 0.00%
38 M&R CAPITAL MANAGEMENT INC 200 12,000 0.00%
39 PEOPLES FINANCIAL SERVICES CORP. 200 13,000 0.00%
40 DELPHI PRIVATE ADVISORS LLC 207 13,000 0.00%
41 VERSANT CAPITAL MANAGEMENT, INC 206 13,000 0.00%
42 ENTERPRISE FINANCIAL SERVICES CORP 203 13,000 0.00%
43 Tarbox Family Office, Inc. 223 14,000 0.00%
44 KANALY TRUST CO 220 14,000 0.00%
45 ZIONS BANCORPORATION 224 15,000 0.00%
46 DEUTSCHE BANK AG\ 240 15,000 0.00% Call
47 Perigon Wealth Management, LLC 240 15,000 0.00%
48 VALLEY NATIONAL ADVISERS INC 259 16,000 0.00%
49 MONETARY MANAGEMENT GROUP INC 250 16,000 0.00%
50 ADIRONDACK TRUST CO 311 20,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.