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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 792 Institutional holders with a total value of $28,506,451,703.
#
Manager Name
Shares
Value ($)
%
Options
Notes
651 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 332,764 21,134,000 0.07%
652 PICTET ASSET MANAGEMENT LTD 288,774 21,150,000 0.07%
653 J.P. Morgan Private Wealth Advisors LLC 334,094 21,219,000 0.07%
654 National Pension Service 339,168 21,541,000 0.08%
655 KEYBANK NATIONAL ASSOCIATION/OH 341,895 21,714,000 0.08%
656 MILLENNIUM MANAGEMENT LLC 357,581 22,710,000 0.08%
657 UNITED CAPITAL FINANCIAL ADVISORS, LLC 363,804 23,283,000 0.08%
658 SEIZERT CAPITAL PARTNERS, LLC 372,602 23,664,000 0.08%
659 WEDGE CAPITAL MANAGEMENT L L P/NC 377,005 23,944,000 0.08%
660 D. E. Shaw & Co., Inc. 391,943 24,892,000 0.09%
661 BRIDGEWAY CAPITAL MANAGEMENT, LLC 407,678 25,892,000 0.09%
662 FIRST MANHATTAN CO. LLC. 408,589 25,949,000 0.09%
663 SEI INVESTMENTS CO 413,954 26,290,000 0.09%
664 FIRST TRUST ADVISORS LP 415,791 26,407,000 0.09%
665 KBC Group NV 428,354 27,205,000 0.10%
666 Korea Investment CORP 432,678 27,479,000 0.10%
667 SUSQUEHANNA INTERNATIONAL GROUP, LLP 434,900 27,620,000 0.10% Call
668 ONTARIO TEACHERS PENSION PLAN BOARD 437,556 27,789,000 0.10%
669 Hexavest Inc. 438,247 27,833,000 0.10%
670 BANK OF MONTREAL /CAN/ 438,753 27,867,000 0.10%
671 COMERICA BANK 411,227 27,874,000 0.10%
672 LORD, ABBETT & CO. LLC 441,000 28,008,000 0.10%
673 Chevy Chase Trust Holdings, LLC 444,882 28,254,000 0.10%
674 PRIO WEALTH LIMITED PARTNERSHIP 445,183 28,273,000 0.10%
675 THRIVENT FINANCIAL FOR LUTHERANS 445,753 28,310,000 0.10%
676 TWO SIGMA INVESTMENTS, LP 474,496 30,135,000 0.11%
677 Brandywine Global Investment Management, LLC 482,556 30,648,000 0.11%
678 TRILOGY GLOBAL ADVISORS LP 482,597 30,649,000 0.11%
679 HOSKING PARTNERS LLP 491,032 31,185,000 0.11% SH
680 GUGGENHEIM CAPITAL LLC 497,995 31,628,000 0.11%
681 HSBC HOLDINGS PLC 513,421 32,532,000 0.11%
682 CANADA LIFE ASSURANCE Co 526,334 33,349,000 0.12%
683 State of Tennessee, Department of Treasury 526,808 33,457,000 0.12%
684 SUNTRUST BANKS INC 536,873 34,094,000 0.12%
685 HERMES INVESTMENT MANAGEMENT LTD 542,232 34,437,000 0.12%
686 BB&T SECURITIES, LLC 558,982 35,500,000 0.12%
687 STATE OF WISCONSIN INVESTMENT BOARD 562,801 35,743,000 0.13%
688 NOMURA HOLDINGS INC 573,104 36,328,000 0.13%
689 DAVIS CAPITAL PARTNERS, LLC 575,000 36,518,000 0.13%
690 PNC FINANCIAL SERVICES GROUP, INC. 605,027 38,425,000 0.13%
691 1832 Asset Management L.P. 610,995 38,986,000 0.14%
692 WINTON GROUP Ltd 635,249 40,345,000 0.14%
693 CITADEL ADVISORS LLC 643,363 40,860,000 0.14%
694 Retirement Systems of Alabama 646,774 41,077,000 0.14%
695 SUSQUEHANNA INTERNATIONAL GROUP, LLP 656,800 41,713,000 0.15% Put
696 UNITED SERVICES AUTOMOBILE ASSOCIATION 690,181 43,833,000 0.15%
697 STRS OHIO 697,069 44,270,000 0.16%
698 Invesco Ltd. 723,363 45,940,000 0.16%
699 ROYAL BANK OF CANADA 726,275 46,126,000 0.16%
700 PRINCIPAL FINANCIAL GROUP INC 730,307 46,382,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.