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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 792 Institutional holders with a total value of $28,506,451,703.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Oakworth Capital, Inc. 272 20,000 0.00%
52 FIRST FINANCIAL CORP /IN/ 330 21,000 0.00%
53 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 376 24,000 0.00%
54 Mitsubishi UFJ Securities Holdings Co., Ltd. 420 27,000 0.00%
55 OLD SECOND NATIONAL BANK OF AURORA 467 29,000 0.00%
56 D'Orazio & Associates, Inc. 471 30,000 0.00%
57 DUNCKER STREETT & CO INC 480 30,000 0.00%
58 THOMPSON DAVIS & CO., INC. 501 32,000 0.00%
59 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 500 32,000 0.00%
60 Highlander Capital Management, LLC 500 32,000 0.00%
61 Gemmer Asset Management LLC 525 33,000 0.00%
62 COCONUT GROVE BANK 513 33,000 0.00%
63 WFG Advisors, LP 545 35,000 0.00%
64 West Oak Capital, LLC 562 35,693 0.00%
65 Jolley Asset Management, LLC 575 37,000 0.00%
66 SARGENT BICKHAM LAGUDIS LLC 615 39,000 0.00%
67 DELTA ASSET MANAGEMENT LLC/TN 635 40,000 0.00%
68 Hirtle Callaghan & Co LLC 637 40,000 0.00%
69 WESTPORT RESOURCES MANAGEMENT INC 637 40,000 0.00%
70 SEVENBRIDGE FINANCIAL GROUP, LLC 669 42,000 0.00%
71 Global X Management CO LLC 713 45,000 0.00%
72 Carroll Financial Associates, Inc. 763 48,000 0.00%
73 TCI Wealth Advisors, Inc. 751 48,000 0.00%
74 Plante Moran Financial Advisors, LLC 826 52,000 0.00%
75 SIGNATUREFD, LLC 821 52,000 0.00%
76 Ledyard National Bank 846 54,000 0.00%
77 Manchester Capital Management LLC 843 54,000 0.00%
78 WealthTrust-Arizona, LLC 903 57,000 0.00%
79 Smithfield Trust Co 949 61,000 0.00%
80 ALPHA OMEGA WEALTH MANAGEMENT LLC 970 62,000 0.00%
81 Glassman Wealth Services 1,000 64,000 0.00%
82 Hartford Financial Management Inc. 1,025 65,000 0.00%
83 VIRTUS CAPITAL ADVISERS, LLC 1,064 67,000 0.00%
84 Nelson Capital Management, LLC 1,110 70,000 0.00%
85 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,225 78,000 0.00%
86 GROUP ONE TRADING LLC 1,297 82,000 0.00%
87 CAPITAL GUARDIAN TRUST CO 1,303 83,000 0.00%
88 QUADRANT CAPITAL GROUP LLC 1,420 85,000 0.00%
89 Shinko Asset Management Co., Ltd. 1,392 88,000 0.00%
90 CUTLER GROUP LLC / CA 7,300 90,000 0.00% Put
91 Joel Isaacson & Co., LLC 1,427 91,000 0.00%
92 ANCHOR INVESTMENT MANAGEMENT, LLC 1,443 91,645 0.00%
93 Evercore Wealth Management, LLC 1,482 94,000 0.00%
94 WEALTHPLAN PARTNERS, LLC 3,323 94,428 0.00%
95 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,618 103,000 0.00%
96 Johnson Financial Group, Inc. 1,641 104,000 0.00%
97 BRONFMAN E.L. ROTHSCHILD, L.P. 1,646 105,000 0.00%
98 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,700 108,000 0.00%
99 CUTLER GROUP LLC / CA 1,757 111,000 0.00%
100 Endurance Wealth Management, Inc. 1,887 119,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.