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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 792 Institutional holders with a total value of $28,506,451,703.
#
Manager Name
Shares
Value ($)
%
Options
Notes
701 ANCHOR INVESTMENT MANAGEMENT, LLC 1,443 91,645 0.00%
702 Joel Isaacson & Co., LLC 1,427 91,000 0.00%
703 CUTLER GROUP LLC / CA 7,300 90,000 0.00% Put
704 Shinko Asset Management Co., Ltd. 1,392 88,000 0.00%
705 QUADRANT CAPITAL GROUP LLC 1,420 85,000 0.00%
706 CAPITAL GUARDIAN TRUST CO 1,303 83,000 0.00%
707 GROUP ONE TRADING LLC 1,297 82,000 0.00%
708 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,225 78,000 0.00%
709 Nelson Capital Management, LLC 1,110 70,000 0.00%
710 VIRTUS CAPITAL ADVISERS, LLC 1,064 67,000 0.00%
711 Hartford Financial Management Inc. 1,025 65,000 0.00%
712 Glassman Wealth Services 1,000 64,000 0.00%
713 ALPHA OMEGA WEALTH MANAGEMENT LLC 970 62,000 0.00%
714 Smithfield Trust Co 949 61,000 0.00%
715 WealthTrust-Arizona, LLC 903 57,000 0.00%
716 Ledyard National Bank 846 54,000 0.00%
717 Manchester Capital Management LLC 843 54,000 0.00%
718 SIGNATUREFD, LLC 821 52,000 0.00%
719 Plante Moran Financial Advisors, LLC 826 52,000 0.00%
720 Carroll Financial Associates, Inc. 763 48,000 0.00%
721 TCI Wealth Advisors, Inc. 751 48,000 0.00%
722 Global X Management CO LLC 713 45,000 0.00%
723 SEVENBRIDGE FINANCIAL GROUP, LLC 669 42,000 0.00%
724 WESTPORT RESOURCES MANAGEMENT INC 637 40,000 0.00%
725 Hirtle Callaghan & Co LLC 637 40,000 0.00%
726 DELTA ASSET MANAGEMENT LLC/TN 635 40,000 0.00%
727 SARGENT BICKHAM LAGUDIS LLC 615 39,000 0.00%
728 Jolley Asset Management, LLC 575 37,000 0.00%
729 West Oak Capital, LLC 562 35,693 0.00%
730 WFG Advisors, LP 545 35,000 0.00%
731 Gemmer Asset Management LLC 525 33,000 0.00%
732 COCONUT GROVE BANK 513 33,000 0.00%
733 Highlander Capital Management, LLC 500 32,000 0.00%
734 THOMPSON DAVIS & CO., INC. 501 32,000 0.00%
735 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 500 32,000 0.00%
736 DUNCKER STREETT & CO INC 480 30,000 0.00%
737 D'Orazio & Associates, Inc. 471 30,000 0.00%
738 OLD SECOND NATIONAL BANK OF AURORA 467 29,000 0.00%
739 Mitsubishi UFJ Securities Holdings Co., Ltd. 420 27,000 0.00%
740 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 376 24,000 0.00%
741 FIRST FINANCIAL CORP /IN/ 330 21,000 0.00%
742 ADIRONDACK TRUST CO 311 20,000 0.00%
743 Oakworth Capital, Inc. 272 20,000 0.00%
744 MONETARY MANAGEMENT GROUP INC 250 16,000 0.00%
745 VALLEY NATIONAL ADVISERS INC 259 16,000 0.00%
746 DEUTSCHE BANK AG\ 240 15,000 0.00% Call
747 ZIONS BANCORPORATION 224 15,000 0.00%
748 Perigon Wealth Management, LLC 240 15,000 0.00%
749 KANALY TRUST CO 220 14,000 0.00%
750 Tarbox Family Office, Inc. 223 14,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.