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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 792 Institutional holders with a total value of $28,506,451,703.
#
Manager Name
Shares
Value ($)
%
Options
Notes
751 DELPHI PRIVATE ADVISORS LLC 207 13,000 0.00%
752 ENTERPRISE FINANCIAL SERVICES CORP 203 13,000 0.00%
753 PEOPLES FINANCIAL SERVICES CORP. 200 13,000 0.00%
754 VERSANT CAPITAL MANAGEMENT, INC 206 13,000 0.00%
755 INTEGRATED WEALTH MANAGEMENT 182 12,000 0.00%
756 M&R CAPITAL MANAGEMENT INC 200 12,000 0.00%
757 Tortoise Investment Management, LLC 166 11,000 0.00%
758 MOSAIC FAMILY WEALTH, LLC 170 11,000 0.00%
759 DUBUQUE BANK & TRUST CO 179 11,000 0.00%
760 Winfield Associates, Inc. 170 11,000 0.00%
761 SUTTON WEALTH ADVISORS INC. 161 10,225 0.00%
762 Cornerstone Advisors, Inc. 164 10,000 0.00%
763 Sandy Spring Bank 150 10,000 0.00%
764 PROFICIO CAPITAL PARTNERS LLC 143 10,000 0.00%
765 Kistler-Tiffany Companies, LLC 144 9,000 0.00%
766 CITY HOLDING CO 134 9,000 0.00%
767 SMITH ASSET MANAGEMENT GROUP LP 140 9,000 0.00%
768 BENJAMIN F. EDWARDS & COMPANY, INC. 135 9,000 0.00%
769 BALENTINE LLC 140 9,000 0.00%
770 LOOMIS SAYLES & CO L P 120 8,000 0.00%
771 Parkside Financial Bank & Trust 132 8,000 0.00%
772 Perkins Coie Trust Co 120 8,000 0.00%
773 HIGH POINT BANK & TRUST CO 100 6,000 0.00%
774 Ruggie Capital Group 77 5,000 0.00%
775 WASHINGTON TRUST BANK 75 5,000 0.00%
776 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 87 5,000 0.00%
777 ORRSTOWN FINANCIAL SERVICES INC 56 4,000 0.00%
778 ROPES WEALTH ADVISORS LLC 60 4,000 0.00%
779 Tradewinds Capital Management, LLC 61 4,000 0.00%
780 Bartlett & Co. LLC 63 4,000 0.00%
781 HERNDON CAPITAL MANAGEMENT LLC 47 3,000 0.00%
782 NEXT Financial Group, Inc 40 2,000 0.00%
783 Vantage Investment Advisors, LLC 28 2,000 0.00%
784 CWM, LLC 37 2,000 0.00%
785 MYCIO WEALTH PARTNERS, LLC 36 2,000 0.00%
786 Allworth Financial LP 36 2,000 0.00%
787 PINKERTON WEALTH, LLC 22 1,000 0.00%
788 Apriem Advisors 12 1,000 0.00%
789 NEWFOUND RESEARCH LLC 11 1,000 0.00%
790 Creative Planning 100 0 0.00% Put
791 CUTLER GROUP LLC / CA 2,000 0 0.00% Call
792 Concert Wealth Management Inc. 200 0 0.00% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.