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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 868 Institutional holders with a total value of $38,276,432,618.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GROUP ONE TRADING LLC 2 0 0.00%
2 SOWELL FINANCIAL SERVICES LLC 7 1,000 0.00%
3 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 15 1,000 0.00%
4 NEWFOUND RESEARCH LLC 10 1,000 0.00%
5 Gradient Investments LLC 10 1,000 0.00%
6 Apriem Advisors 12 1,000 0.00%
7 FUSION FAMILY WEALTH, LLC 18 2,000 0.00% SH
8 DUBUQUE BANK & TRUST CO 29 3,000 0.00%
9 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 33 3,000 0.00%
10 Creative Planning 1,800 3,000 0.00% Put
11 LEE FINANCIAL CORP 37 3,000 0.00%
12 Allworth Financial LP 36 3,000 0.00%
13 ASSET DEDICATION, LLC 50 4,000 0.00%
14 PINKERTON WEALTH, LLC 52 5,000 0.00%
15 Archford Capital Strategies, LLC 60 5,000 0.00%
16 Vantage Investment Advisors, LLC 56 5,000 0.00%
17 Tradewinds Capital Management, LLC 61 5,000 0.00%
18 Ancora Advisors LLC 56 5,000 0.00%
19 DELPHI PRIVATE ADVISORS LLC 65 6,000 0.00%
20 MASCOMA WEALTH MANAGEMENT LLC 70 6,000 0.00%
21 HOWE & RUSLING INC 65 6,000 0.00%
22 Sunbelt Securities, Inc. 70 6,107 0.00%
23 Ruggie Capital Group 77 7,000 0.00%
24 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 88 7,000 0.00%
25 DAVIDSON INVESTMENT ADVISORS 91 7,000 0.00%
26 OMNIA FAMILY WEALTH, LLC 87 8,000 0.00%
27 BELLWETHER INVESTMENT GROUP, LLC 90 8,000 0.00%
28 WFG Advisors, LP 87 8,000 0.00%
29 WASHINGTON TRUST BANK 97 8,000 0.00%
30 FINANCIAL ADVISORS NETWORK, INC. 97 8,648 0.00%
31 Mitsubishi UFJ Securities Holdings Co., Ltd. 100 9,000 0.00%
32 Spot Trading L.L.C 100 9,000 0.00% Put
33 GLOBAL RETIREMENT PARTNERS, LLC 103 9,000 0.00%
34 PACIFIC CENTER FOR FINANCIAL SERVICES 100 9,000 0.00%
35 Perkins Coie Trust Co 120 10,000 0.00%
36 CUTLER GROUP LLC / CA 6,300 11,000 0.00% Put
37 THOMPSON DAVIS & CO., INC. 126 11,000 0.00%
38 BENJAMIN F. EDWARDS & COMPANY, INC. 135 12,000 0.00%
39 CITY HOLDING CO 134 12,000 0.00%
40 ENTERPRISE FINANCIAL SERVICES CORP 150 13,000 0.00%
41 AGF INVESTMENTS LLC 146 13,000 0.00%
42 PEOPLES FINANCIAL SERVICES CORP. 200 13,000 0.00%
43 Manchester Capital Management LLC 150 13,000 0.00%
44 Sandy Spring Bank 150 13,000 0.00%
45 SMITH ASSET MANAGEMENT GROUP LP 160 14,000 0.00%
46 Tortoise Investment Management, LLC 166 14,000 0.00%
47 IHT WEALTH MANAGEMENT, LLC 160 14,000 0.00%
48 Cornerstone Advisors, Inc. 164 14,000 0.00%
49 VALLEY NATIONAL ADVISERS INC 164 14,000 0.00%
50 SUTTON WEALTH ADVISORS INC. 161 14,046 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.