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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 868 Institutional holders with a total value of $38,276,432,618.
#
Manager Name
Shares
Value ($)
%
Options
Notes
851 Tradewinds Capital Management, LLC 61 5,000 0.00%
852 Ancora Advisors LLC 56 5,000 0.00%
853 Archford Capital Strategies, LLC 60 5,000 0.00%
854 PINKERTON WEALTH, LLC 52 5,000 0.00%
855 Vantage Investment Advisors, LLC 56 5,000 0.00%
856 ASSET DEDICATION, LLC 50 4,000 0.00%
857 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 33 3,000 0.00%
858 DUBUQUE BANK & TRUST CO 29 3,000 0.00%
859 LEE FINANCIAL CORP 37 3,000 0.00%
860 Creative Planning 1,800 3,000 0.00% Put
861 Allworth Financial LP 36 3,000 0.00%
862 FUSION FAMILY WEALTH, LLC 18 2,000 0.00% SH
863 SOWELL FINANCIAL SERVICES LLC 7 1,000 0.00%
864 Gradient Investments LLC 10 1,000 0.00%
865 NEWFOUND RESEARCH LLC 10 1,000 0.00%
866 Apriem Advisors 12 1,000 0.00%
867 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 15 1,000 0.00%
868 GROUP ONE TRADING LLC 2 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.