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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 868 Institutional holders with a total value of $38,276,432,618.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 TOCQUEVILLE ASSET MANAGEMENT L.P. 256,346 22,364,000 0.06%
152 CITIGROUP INC 252,700 22,045,000 0.06% Put
153 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 246,506 21,505,000 0.06%
154 WOLVERINE TRADING LP /BD 246,300 21,487,000 0.06% Put
155 STATE OF WISCONSIN INVESTMENT BOARD 245,406 21,409,000 0.06%
156 METROPOLITAN LIFE INSURANCE CO/NY 243,797 21,269,000 0.06%
157 AMERICAN INTERNATIONAL GROUP, INC. 230,500 20,109,000 0.05%
158 J.P. Morgan Private Wealth Advisors LLC 229,558 20,026,000 0.05%
159 WINTON GROUP Ltd 228,143 19,903,000 0.05%
160 Zurcher Kantonalbank (Zurich Cantonalbank) 217,338 18,961,000 0.05%
161 People's United Financial, Inc. 216,025 18,846,000 0.05%
162 Laurion Capital Management LP 213,100 18,592,000 0.05% Put
163 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 206,713 18,106,000 0.05%
164 DUPONT CAPITAL MANAGEMENT CORP 206,044 17,975,000 0.05%
165 NISA INVESTMENT ADVISORS, LLC 201,393 17,570,000 0.05%
166 EDGAR LOMAX CO/VA 198,692 17,334,000 0.05%
167 RAYMOND JAMES & ASSOCIATES 195,693 17,072,000 0.04%
168 WOLVERINE TRADING LP /BD 194,600 16,977,000 0.04% Call
169 US BANCORP \DE\ 194,572 16,974,000 0.04%
170 Paloma Partners Management Co 191,500 16,706,000 0.04%
171 ABERDEEN ASSET MANAGEMENT PLC/UK 190,443 16,614,000 0.04%
172 JACOBS LEVY EQUITY MANAGEMENT, INC 189,940 16,570,000 0.04%
173 TIAA CREF TRUST CO FSB/MO 189,318 16,516,000 0.04%
174 ALLSTATE CORP 189,286 16,513,000 0.04%
175 Employees Retirement System of Texas 189,200 16,506,000 0.04%
176 PROFESSIONAL ADVISORY SERVICES INC 178,559 15,577,000 0.04%
177 Cumberland Partners Ltd 177,231 15,461,000 0.04%
178 BOSTON ADVISORS LLC 176,331 15,383,000 0.04%
179 STATE OF MICHIGAN RETIREMENT SYSTEM 176,248 15,376,000 0.04%
180 NatWest Group plc 171,513 14,963,000 0.04%
181 ARMSTRONG SHAW ASSOCIATES INC/CT 170,673 14,890,000 0.04%
182 Jefferies Group LLC 170,300 14,857,000 0.04% Put
183 Edgemoor Investment Advisors, Inc. 169,708 14,805,000 0.04%
184 Mariner Wealth Advisors-Cincinnati, LLC 169,054 14,748,000 0.04%
185 WMS Partners, LLC 168,878 14,733,000 0.04%
186 KELLY LAWRENCE W & ASSOCIATES INC/CA 168,831 14,729,000 0.04%
187 Twin Tree Management, LP 167,900 14,648,000 0.04% Call
188 HUDSON EDGE INVESTMENT PARTNERS INC. 163,804 14,290,000 0.04%
189 ENDEAVOUR CAPITAL ADVISORS INC 162,794 14,202,000 0.04%
190 Foundry Partners, LLC 158,740 13,848,000 0.04%
191 Gulf International Bank (UK) Ltd 158,379 13,816,000 0.04% SH
192 MACKENZIE FINANCIAL CORP 157,520 13,742,000 0.04%
193 LOS ANGELES CAPITAL MANAGEMENT LLC 157,065 13,702,000 0.04%
194 Calvert Investment Management, Inc. 156,675 13,668,000 0.04%
195 SUVRETTA CAPITAL MANAGEMENT, LLC 155,276 13,546,000 0.04%
196 DekaBank Deutsche Girozentrale 153,283 13,489,000 0.04%
197 ALETHEA CAPITAL MANAGEMENT, LLC 151,194 13,190,000 0.03%
198 LGT CAPITAL PARTNERS LTD. 150,733 13,150,000 0.03%
199 Glenview Trust Co 150,396 13,121,000 0.03%
200 MACQUARIE GROUP LTD 149,185 13,015,000 0.03%
Page 4 of 18

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.