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PIMCO 1-3 Year US Treasury Index ETF
PIMCO 1-3 Year US Treasury Index ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 26 Institutional holders with a total value of $57,916,029.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 406,300 20,697,000 35.74%
2 Freedom Investment Management, Inc. 293,741 14,963,000 25.84%
3 MORGAN STANLEY 57,954 2,952,000 5.10%
4 LPL Financial LLC 53,300 2,715,000 4.69%
5 PRIVATE TRUST CO NA 50,805 2,588,000 4.47%
6 WELLS FARGO & COMPANY/MN 40,900 2,083,000 3.60%
7 BANK OF AMERICA CORP /DE/ 36,119 1,840,000 3.18%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,564 1,812,000 3.13%
9 ENVESTNET ASSET MANAGEMENT INC 34,818 1,774,000 3.06%
10 ROYAL BANK OF CANADA 21,667 1,103,000 1.90%
11 Virtu KCG Holdings LLC 15,011 765,000 1.32%
12 Private Advisor Group, LLC 15,000 764,000 1.32%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,664 747,000 1.29%
14 Fusion Investment Group, LLC 14,298 728,000 1.26%
15 Morningstar Investment Services LLC 8,784 447,000 0.77%
16 CHATHAM CAPITAL GROUP, INC. 7,700 392,000 0.68%
17 MSI Financial Services Inc 7,590 387,000 0.67%
18 CWM, LLC 6,233 318,000 0.55%
19 GOLDMAN SACHS GROUP INC 6,172 314,000 0.54%
20 UBS AG 3,757 191,000 0.33%
21 BANK OF MONTREAL /CAN/ 2,820 144,000 0.25%
22 AMERICAN INTERNATIONAL GROUP, INC. 1,414 72,029 0.12%
23 NEW ENGLAND SECURITIES CORP /MA/ 1,100 56,000 0.10%
24 ICC CAPITAL MANAGEMENT INC/ 600 31,000 0.05%
25 Hanson & Doremus Investment Management 585 30,000 0.05%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 57 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.