Dark
Light
System
Security
PIMCO 1-3 Year US Treasury Index ETF
PIMCO 1-3 Year US Treasury Index ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 32 Institutional holders with a total value of $79,072,744.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Freedom Investment Management, Inc. 792,229 40,134,000 50.76%
2 WELLS FARGO & COMPANY/MN 124,430 6,303,000 7.97%
3 Lowe Wealth Advisors, LLC 117,100 5,932,000 7.50%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 84,425 4,277,000 5.41%
5 BANK OF AMERICA CORP /DE/ 63,499 3,217,000 4.07%
6 JANE STREET GROUP, LLC 61,633 3,122,000 3.95%
7 Morningstar Investment Services LLC 57,918 2,934,000 3.71%
8 SG Americas Securities, LLC 50,000 2,533,000 3.20%
9 MORGAN STANLEY 40,698 2,061,000 2.61%
10 First Allied Advisory Services, Inc. 30,795 1,560,000 1.97%
11 JACOBI CAPITAL MANAGEMENT LLC 24,204 1,227,000 1.55%
12 UBS Group AG 19,123 969,000 1.23%
13 LPL Financial LLC 16,068 814,000 1.03%
14 Private Advisor Group, LLC 15,000 760,000 0.96%
15 ENVESTNET ASSET MANAGEMENT INC 9,285 470,000 0.59%
16 ROYAL BANK OF CANADA 9,287 470,000 0.59%
17 JOHNSON FINANCIAL GROUP, LLC 6,428 326,000 0.41%
18 SARGENT BICKHAM LAGUDIS LLC 6,438 326,000 0.41%
19 Bank of New York Mellon Corp 5,852 296,000 0.37%
20 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 5,515 280,000 0.35%
21 RIDGEWOOD INVESTMENTS LLC 4,833 244,000 0.31%
22 Commonwealth Equity Services, Inc 4,126 209,000 0.26%
23 CHATHAM CAPITAL GROUP, INC. 4,000 203,000 0.26%
24 ADVISOR GROUP, INC. 2,550 129,000 0.16%
25 PNC FINANCIAL SERVICES GROUP, INC. 2,420 123,000 0.16%
26 BANK OF MONTREAL /CAN/ 920 47,000 0.06%
27 MSI Financial Services Inc 850 43,000 0.05%
28 Hanson & Doremus Investment Management 545 27,610 0.03%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 309 16,000 0.02%
30 Winslow, Evans & Crocker, Inc. 200 10,134 0.01%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 205 10,000 0.01%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.