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PIMCO 1-3 Year US Treasury Index ETF
PIMCO 1-3 Year US Treasury Index ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 28 Institutional holders with a total value of $86,017,216.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Freedom Investment Management, Inc. 820,452 41,909,000 48.72%
2 WELLS FARGO & COMPANY/MN 337,013 17,215,000 20.01%
3 Lowe Wealth Advisors, LLC 126,766 6,475,000 7.53%
4 BANK OF AMERICA CORP /DE/ 90,131 4,604,000 5.35%
5 SG Americas Securities, LLC 50,000 2,554,000 2.97%
6 Morningstar Investment Services LLC 47,663 2,435,000 2.83%
7 MORGAN STANLEY 46,234 2,361,000 2.74%
8 First Allied Advisory Services, Inc. 29,948 1,529,000 1.78%
9 ROYAL BANK OF CANADA 19,955 1,018,000 1.18%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,706 1,007,000 1.17%
11 ENVESTNET ASSET MANAGEMENT INC 18,190 929,000 1.08%
12 Private Advisor Group, LLC 15,000 766,000 0.89%
13 UBS Group AG 14,379 734,000 0.85%
14 SARGENT BICKHAM LAGUDIS LLC 10,363 529,000 0.61%
15 Atria Investments, Inc 8,526 436,000 0.51%
16 Virtu KCG Holdings LLC 8,032 410,000 0.48%
17 LPL Financial LLC 7,544 385,000 0.45%
18 CHATHAM CAPITAL GROUP, INC. 5,700 291,000 0.34%
19 AMERICAN INTERNATIONAL GROUP, INC. 3,312 169,000 0.20%
20 PNC FINANCIAL SERVICES GROUP, INC. 1,139 58,000 0.07%
21 MSI Financial Services Inc 940 48,000 0.06%
22 BANK OF MONTREAL /CAN/ 920 47,000 0.05%
23 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 762 39,000 0.05%
24 Hanson & Doremus Investment Management 545 28,000 0.03%
25 Transamerica Financial Advisors, LLC 296 16,000 0.02%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 285 15,000 0.02%
27 Winslow, Evans & Crocker, Inc. 200 10,216 0.01%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.