Dark
Light
System
Security
PIMCO 1-3 Year US Treasury Index ETF
PIMCO 1-3 Year US Treasury Index ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 31 Institutional holders with a total value of $96,571,252.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Freedom Investment Management, Inc. 1,083,095 55,519,000 57.49%
2 WELLS FARGO & COMPANY/MN 165,592 8,488,000 8.79%
3 Lowe Wealth Advisors, LLC 117,938 6,046,000 6.26%
4 BANK OF AMERICA CORP /DE/ 72,821 3,733,000 3.87%
5 Morningstar Investment Services LLC 50,957 2,589,000 2.68%
6 SOCIETE GENERALE 50,000 2,563,000 2.65%
7 SG Americas Securities, LLC 50,000 2,563,000 2.65%
8 JACOBI CAPITAL MANAGEMENT LLC 46,435 2,380,000 2.46%
9 MORGAN STANLEY 45,317 2,323,000 2.41%
10 First Allied Advisory Services, Inc. 29,673 1,519,000 1.57%
11 JANE STREET GROUP, LLC 24,041 1,232,000 1.28%
12 Virtu KCG Holdings LLC 23,240 1,191,000 1.23%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,937 1,176,000 1.22%
14 ROYAL BANK OF CANADA 18,632 955,000 0.99%
15 ENVESTNET ASSET MANAGEMENT INC 17,362 890,000 0.92%
16 Private Advisor Group, LLC 15,000 769,000 0.80%
17 UBS Group AG 12,744 653,000 0.68%
18 SARGENT BICKHAM LAGUDIS LLC 10,363 531,000 0.55%
19 Atria Investments, Inc 8,348 427,000 0.44%
20 RAYMOND JAMES & ASSOCIATES 6,301 323,000 0.33%
21 CHATHAM CAPITAL GROUP, INC. 5,400 277,000 0.29%
22 ADVISOR GROUP, INC. 3,300 167,000 0.17%
23 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 1,003 51,000 0.05%
24 PNC FINANCIAL SERVICES GROUP, INC. 944 48,000 0.05%
25 MSI Financial Services Inc 940 48,000 0.05%
26 BANK OF MONTREAL /CAN/ 920 47,000 0.05%
27 Hanson & Doremus Investment Management 545 28,000 0.03%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 295 15,000 0.02%
29 Winslow, Evans & Crocker, Inc. 200 10,252 0.01%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 204 10,000 0.01%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.