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PIMCO 1-3 Year US Treasury Index ETF
PIMCO 1-3 Year US Treasury Index ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 29 Institutional holders with a total value of $34,202,350.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Freedom Investment Management, Inc. 151,310 7,717,000 22.56%
2 Lowe Wealth Advisors, LLC 124,802 6,365,000 18.61%
3 MORGAN STANLEY 54,188 2,763,000 8.08%
4 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 53,275 2,717,000 7.94%
5 BANK OF AMERICA CORP /DE/ 46,547 2,374,000 6.94%
6 WELLS FARGO & COMPANY/MN 39,649 2,022,000 5.91%
7 ENVESTNET ASSET MANAGEMENT INC 39,533 2,016,000 5.89%
8 GOLDMAN SACHS GROUP INC 29,011 1,480,000 4.33%
9 Morningstar Investment Services LLC 24,723 1,261,000 3.69%
10 ROYAL BANK OF CANADA 23,786 1,213,000 3.55%
11 Fusion Investment Group, LLC 16,344 834,000 2.44%
12 Private Advisor Group, LLC 15,000 765,000 2.24%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,423 685,000 2.00%
14 UBS Group AG 11,252 574,000 1.68%
15 CHATHAM CAPITAL GROUP, INC. 10,700 546,000 1.60%
16 JANE STREET GROUP, LLC 7,910 403,000 1.18%
17 AMERICAN INTERNATIONAL GROUP, INC. 2,650 135,150 0.40%
18 MSI Financial Services Inc 1,240 63,000 0.18%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,195 61,000 0.18%
20 PNC FINANCIAL SERVICES GROUP, INC. 1,139 58,000 0.17%
21 BANK OF MONTREAL /CAN/ 920 47,000 0.14%
22 ICC CAPITAL MANAGEMENT INC/ 600 31,000 0.09%
23 Hanson & Doremus Investment Management 585 30,000 0.09%
24 Transamerica Financial Advisors, LLC 294 15,000 0.04%
25 Winslow, Evans & Crocker, Inc. 200 10,200 0.03%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 189 10,000 0.03%
27 CITIGROUP INC 117 6,000 0.02%
28 SEI INVESTMENTS CO 16 1,000 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.