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PIMCO 1-3 Year US Treasury Index ETF
PIMCO 1-3 Year US Treasury Index ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 29 Institutional holders with a total value of $45,038,200.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Freedom Investment Management, Inc. 212,105 10,807,000 24.00%
2 Lowe Wealth Advisors, LLC 125,816 6,410,000 14.23%
3 WELLS FARGO & COMPANY/MN 106,277 5,414,000 12.02%
4 BANK OF AMERICA CORP /DE/ 58,560 2,983,000 6.62%
5 MORGAN STANLEY 52,562 2,678,000 5.95%
6 BUCKINGHAM STRATEGIC WEALTH, LLC 47,518 2,421,000 5.38%
7 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 44,463 2,265,000 5.03%
8 ENVESTNET ASSET MANAGEMENT INC 40,747 2,076,000 4.61%
9 ROYAL BANK OF CANADA 38,737 1,973,000 4.38%
10 Morningstar Investment Services LLC 28,981 1,476,000 3.28%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,935 1,270,000 2.82%
12 GOLDMAN SACHS GROUP INC 19,927 1,015,000 2.25%
13 UBS Group AG 19,544 996,000 2.21%
14 Fusion Investment Group, LLC 16,349 833,000 1.85%
15 Private Advisor Group, LLC 15,000 764,000 1.70%
16 JANE STREET GROUP, LLC 14,701 749,000 1.66%
17 CHATHAM CAPITAL GROUP, INC. 8,700 443,000 0.98%
18 AMERICAN INTERNATIONAL GROUP, INC. 2,650 135,010 0.30%
19 MSI Financial Services Inc 1,220 62,000 0.14%
20 PNC FINANCIAL SERVICES GROUP, INC. 1,139 58,000 0.13%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,112 57,000 0.13%
22 BANK OF MONTREAL /CAN/ 920 47,000 0.10%
23 HIGHLAND CAPITAL MANAGEMENT, LLC 600 31,000 0.07%
24 Hanson & Doremus Investment Management 585 30,000 0.07%
25 Transamerica Financial Advisors, LLC 295 15,000 0.03%
26 CITIGROUP INC 208 11,000 0.02%
27 Winslow, Evans & Crocker, Inc. 200 10,190 0.02%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 184 9,000 0.02%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.