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PIMCO 1-3 Year US Treasury Index ETF
PIMCO 1-3 Year US Treasury Index ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 32 Institutional holders with a total value of $80,224,134.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Freedom Investment Management, Inc. 666,379 33,759,000 42.08%
2 WELLS FARGO & COMPANY/MN 244,090 12,365,000 15.41%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 125,200 6,343,000 7.91%
4 Lowe Wealth Advisors, LLC 123,294 6,246,000 7.79%
5 BANK OF AMERICA CORP /DE/ 90,803 4,600,000 5.73%
6 SG Americas Securities, LLC 50,000 2,533,000 3.16%
7 BUCKINGHAM STRATEGIC WEALTH, LLC 47,686 2,416,000 3.01%
8 MORGAN STANLEY 43,842 2,221,000 2.77%
9 Morningstar Investment Services LLC 35,192 1,783,000 2.22%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,427 1,034,000 1.29%
11 ROYAL BANK OF CANADA 19,949 1,011,000 1.26%
12 ENVESTNET ASSET MANAGEMENT INC 18,982 962,000 1.20%
13 Fusion Investment Group, LLC 16,365 829,000 1.03%
14 Private Advisor Group, LLC 15,000 760,000 0.95%
15 UBS Group AG 13,315 675,000 0.84%
16 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 13,247 671,000 0.84%
17 Atria Investments, Inc 7,903 402,000 0.50%
18 LPL Financial LLC 6,746 342,000 0.43%
19 First Allied Advisory Services, Inc. 6,650 339,000 0.42%
20 CHATHAM CAPITAL GROUP, INC. 5,700 289,000 0.36%
21 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 4,504 228,000 0.28%
22 AMERICAN INTERNATIONAL GROUP, INC. 3,300 167,000 0.21%
23 MSI Financial Services Inc 1,440 73,000 0.09%
24 PNC FINANCIAL SERVICES GROUP, INC. 1,139 58,000 0.07%
25 BANK OF MONTREAL /CAN/ 920 47,000 0.06%
26 Hanson & Doremus Investment Management 545 28,000 0.03%
27 Transamerica Financial Advisors, LLC 296 15,000 0.02%
28 Winslow, Evans & Crocker, Inc. 200 10,134 0.01%
29 CITIGROUP INC 191 10,000 0.01%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 162 8,000 0.01%
31 Tower Research Capital LLC (TRC) 1 0 0.00%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.