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PIMCO 1-3 Year US Treasury Index ETF
PIMCO 1-3 Year US Treasury Index ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 30 Institutional holders with a total value of $95,290,220.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 205 10,000 0.01%
3 Winslow, Evans & Crocker, Inc. 200 10,220 0.01%
4 BENJAMIN F. EDWARDS & COMPANY, INC. 295 15,000 0.02%
5 Hanson & Doremus Investment Management 545 28,000 0.03%
6 BANK OF MONTREAL /CAN/ 920 47,000 0.05%
7 MSI Financial Services Inc 917 47,000 0.05%
8 PNC FINANCIAL SERVICES GROUP, INC. 2,416 123,000 0.13%
9 ADVISOR GROUP, INC. 2,600 133,000 0.14%
10 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 4,689 240,000 0.25%
11 CHATHAM CAPITAL GROUP, INC. 5,400 276,000 0.29%
12 RAYMOND JAMES & ASSOCIATES 6,301 322,000 0.34%
13 ENVESTNET ASSET MANAGEMENT INC 8,545 437,000 0.46%
14 SARGENT BICKHAM LAGUDIS LLC 10,363 530,000 0.56%
15 Atria Investments, Inc 11,360 580,000 0.61%
16 Private Advisor Group, LLC 15,000 765,000 0.80%
17 UBS Group AG 22,678 1,159,000 1.22%
18 First Allied Advisory Services, Inc. 26,423 1,350,000 1.42%
19 ROYAL BANK OF CANADA 32,347 1,653,000 1.73%
20 JANE STREET GROUP, LLC 33,329 1,703,000 1.79%
21 Virtu KCG Holdings LLC 41,550 2,123,000 2.23%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 44,791 2,289,000 2.40%
23 MORGAN STANLEY 45,662 2,333,000 2.45%
24 JACOBI CAPITAL MANAGEMENT LLC 46,041 2,349,000 2.47%
25 SG Americas Securities, LLC 50,000 2,555,000 2.68%
26 Morningstar Investment Services LLC 53,214 2,719,000 2.85%
27 BANK OF AMERICA CORP /DE/ 62,739 3,206,000 3.36%
28 Lowe Wealth Advisors, LLC 117,834 6,021,000 6.32%
29 WELLS FARGO & COMPANY/MN 147,318 7,527,000 7.90%
30 Freedom Investment Management, Inc. 1,071,241 54,740,000 57.45%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.