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PIMCO HIGH INCOME FD
PIMCO HIGH INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 63 Institutional holders with a total value of $78,089,454.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 1,270,272 17,314,000 22.17%
2 UBS AG 1,171,736 15,970,000 20.45%
3 NATIONAL PLANNING CORP 414,445 5,649,000 7.23%
4 ROYAL BANK OF CANADA 369,128 5,031,000 6.44%
5 Cetera Advisor Networks LLC 340,779 4,649,000 5.95%
6 MORGAN STANLEY 336,510 4,586,000 5.87%
7 MSI Financial Services Inc 296,449 4,041,000 5.17%
8 WELLS FARGO & COMPANY/MN 267,991 3,653,000 4.68%
9 Index Management Solutions, LLC 214,165 2,919,000 3.74%
10 Perigon Wealth Management, LLC 123,975 1,690,000 2.16%
11 PNC FINANCIAL SERVICES GROUP, INC. 106,381 1,450,000 1.86%
12 Commonwealth Equity Services, Inc 71,051 968,000 1.24%
13 JANE STREET GROUP, LLC 70,844 966,000 1.24%
14 VestGen Investment Management 70,000 954,000 1.22%
15 AMERICAN INTERNATIONAL GROUP, INC. 64,490 879,005 1.13%
16 First Allied Advisory Services, Inc. 63,018 848,000 1.09%
17 BANK OF AMERICA CORP /DE/ 57,650 787,000 1.01%
18 Concert Wealth Management Inc. 31,644 414,000 0.53%
19 IFC Holdings Incorporated/FL 29,951 411,000 0.53%
20 Investors Capital Advisory Services 27,914 380,000 0.49%
21 Creative Planning 23,288 317,000 0.41%
22 UNITED CAPITAL FINANCIAL ADVISORS, LLC 23,006 314,000 0.40%
23 Cambridge Investment Research Advisors, Inc. 21,248 290,000 0.37%
24 AMERIPRISE FINANCIAL INC 19,964 272,000 0.35%
25 Apriem Advisors 19,077 260,000 0.33%
26 Bank of New York Mellon Corp 18,918 258,000 0.33%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,640 240,000 0.31%
28 WEDBUSH SECURITIES INC 17,007 232,000 0.30%
29 Aviance Capital Partners, LLC 16,975 231,000 0.30%
30 Essex Financial Services, Inc. 14,955 204,000 0.26%
31 WFG Advisors, LP 14,400 196,000 0.25%
32 Fiduciary Trust Co International of Pennsylvania 12,400 169,000 0.22%
33 Transamerica Financial Advisors, LLC 12,100 166,000 0.21%
34 FIFTH THIRD BANCORP 12,082 165,000 0.21%
35 SII INVESTMENTS INC/WI 11,988 164,000 0.21%
36 DEUTSCHE BANK AG\ 11,857 161,000 0.21%
37 Private Advisor Group, LLC 11,254 153,000 0.20%
38 B. Riley Wealth Advisors, Inc. 9,731 132,634 0.17%
39 Gary Goldberg Planning Services Inc 8,600 117,000 0.15%
40 CITIGROUP INC 6,730 92,000 0.12%
41 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 5,270 72,000 0.09%
42 MONROE BANK & TRUST/MI 4,000 55,000 0.07%
43 Hudock, Inc. 3,958 54,000 0.07%
44 BENJAMIN F. EDWARDS & COMPANY, INC. 2,000 27,000 0.03%
45 FineMark National Bank & Trust 2,000 27,000 0.03%
46 Evercore Wealth Management, LLC 1,505 21,000 0.03%
47 Elite Wealth Management, Inc. 1,700 20,000 0.03%
48 BANK OF MONTREAL /CAN/ 1,500 20,000 0.03%
49 NEW ENGLAND SECURITIES CORP /MA/ 1,208 16,000 0.02%
50 CKW FINANCIAL GROUP 949 13,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.