| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | B. Riley Wealth Advisors, Inc. | 25,100 | 2,701,000 | 42.57% | ||
| 2 | NATIONAL PLANNING CORP | 67,128 | 1,342,560 | 21.16% | ||
| 3 | Yakira Capital Management, Inc. | 44,114 | 856,000 | 13.49% | SH | |
| 4 | RAYMOND JAMES & ASSOCIATES | 32,211 | 625,000 | 9.85% | ||
| 5 | WEDBUSH SECURITIES INC | 26,425 | 513,000 | 8.09% | ||
| 6 | SG Americas Securities, LLC | 10,152 | 197,000 | 3.11% | ||
| 7 | Creative Planning | 3,082 | 60,000 | 0.95% | ||
| 8 | MORGAN STANLEY | 2,087 | 41,000 | 0.65% | ||
| 9 | FIFTH THIRD BANCORP | 250 | 5,000 | 0.08% | ||
| 10 | Gradient Investments LLC | 131 | 3,000 | 0.05% | ||
| 11 | UBS Group AG | 73 | 1,000 | 0.02% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
