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CORNERSTONE TOTAL RETURN FD
CORNERSTONE TOTAL RETURN FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 9 Institutional holders with a total value of $1,503,808.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 26,049 614,000 40.83%
2 AMERICAN INTERNATIONAL GROUP, INC. 14,120 332,808 22.13%
3 GOLDMAN SACHS GROUP INC 10,029 236,000 15.69%
4 LPL Financial LLC 9,610 229,000 15.23%
5 MORGAN STANLEY 2,012 47,000 3.13%
6 UBS Group AG 1,065 25,000 1.66%
7 WELLS FARGO & COMPANY/MN 369 9,000 0.60%
8 CITIGROUP INC 262 6,000 0.40%
9 Tower Research Capital LLC (TRC) 200 5,000 0.33%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.