| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,253,282 | 20,140,000 | 78.45% | ||
| 2 | Yakira Capital Management, Inc. | 186,798 | 3,002,000 | 11.69% | SH | |
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 92,169 | 1,481,000 | 5.77% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 30,596 | 492,000 | 1.92% | ||
| 5 | Alpine Global Management, LLC | 13,251 | 211,000 | 0.82% | ||
| 6 | WEDBUSH SECURITIES INC | 10,000 | 161,000 | 0.63% | ||
| 7 | MORGAN STANLEY | 6,320 | 101,000 | 0.39% | ||
| 8 | AMERICAN INTERNATIONAL GROUP, INC. | 1,520 | 24,000 | 0.09% | ||
| 9 | Creative Planning | 1,202 | 19,000 | 0.07% | ||
| 10 | UBS Group AG | 763 | 12,000 | 0.05% | ||
| 11 | Tower Research Capital LLC (TRC) | 718 | 12,000 | 0.05% | ||
| 12 | WELLS FARGO & COMPANY/MN | 363 | 6,000 | 0.02% | ||
| 13 | RISK PARADIGM GROUP, LLC | 250 | 4,018 | 0.02% | ||
| 14 | PIERSHALE FINANCIAL GROUP, INC. | 250 | 4,000 | 0.02% | ||
| 15 | CITIGROUP INC | 258 | 4,000 | 0.02% | ||
| 16 | ROYAL BANK OF CANADA | 62 | 1,000 | 0.00% | ||
| 17 | Windsor Capital Management, LLC | 25 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
