| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 221,827 | 3,223,000 | 62.47% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 72,126 | 1,048,000 | 20.31% | ||
| 3 | TFS CAPITAL LLC | 27,204 | 395,000 | 7.66% | ||
| 4 | Cetera Advisors LLC | 11,137 | 161,000 | 3.12% | ||
| 5 | IFP ADVISORS, INC | 5,721 | 83,000 | 1.61% | ||
| 6 | Creative Planning | 4,664 | 68,000 | 1.32% | ||
| 7 | PNC FINANCIAL SERVICES GROUP, INC. | 3,000 | 44,000 | 0.85% | ||
| 8 | MORGAN STANLEY | 2,143 | 31,000 | 0.60% | ||
| 9 | ROYAL BANK OF CANADA | 2,079 | 30,000 | 0.58% | ||
| 10 | MSI Financial Services Inc | 1,967 | 29,000 | 0.56% | ||
| 11 | ADVISOR GROUP, INC. | 1,000 | 15,000 | 0.29% | ||
| 12 | GENEOS WEALTH MANAGEMENT INC. | 728 | 10,000 | 0.19% | ||
| 13 | Tower Research Capital LLC (TRC) | 500 | 7,000 | 0.14% | ||
| 14 | NEXT Financial Group, Inc | 325 | 5,000 | 0.10% | ||
| 15 | WELLS FARGO & COMPANY/MN | 363 | 5,000 | 0.10% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 243 | 4,000 | 0.08% | ||
| 17 | BARCLAYS PLC | 42 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
