| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,082,290 | 18,280,000 | 77.28% | ||
| 2 | Yakira Capital Management, Inc. | 174,191 | 2,942,000 | 12.44% | SH | |
| 3 | NATIONAL PLANNING CORP | 62,909 | 908,000 | 3.84% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 31,230 | 527,000 | 2.23% | ||
| 5 | WEDBUSH SECURITIES INC | 25,428 | 429,000 | 1.81% | ||
| 6 | LPL Financial LLC | 15,596 | 263,000 | 1.11% | ||
| 7 | Thomas J. Herzfeld Advisors, Inc. | 9,857 | 166,000 | 0.70% | ||
| 8 | MSI Financial Services Inc | 2,207 | 37,000 | 0.16% | ||
| 9 | MORGAN STANLEY | 2,012 | 34,000 | 0.14% | ||
| 10 | Creative Planning | 1,260 | 21,000 | 0.09% | ||
| 11 | IFP ADVISORS, INC | 989 | 17,000 | 0.07% | ||
| 12 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 17,000 | 0.07% | ||
| 13 | WELLS FARGO & COMPANY/MN | 363 | 6,000 | 0.03% | ||
| 14 | PIERSHALE FINANCIAL GROUP, INC. | 250 | 4,000 | 0.02% | ||
| 15 | BARCLAYS PLC | 42 | 1,000 | 0.00% | ||
| 16 | ROYAL BANK OF CANADA | 67 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
