| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,043,904 | 16,807,000 | 78.53% | ||
| 2 | Yakira Capital Management, Inc. | 155,461 | 2,503,000 | 11.70% | SH | |
| 3 | RAYMOND JAMES & ASSOCIATES | 44,644 | 719,000 | 3.36% | ||
| 4 | CLOUGH CAPITAL PARTNERS L P | 32,120 | 517,000 | 2.42% | ||
| 5 | WEDBUSH SECURITIES INC | 17,739 | 286,000 | 1.34% | ||
| 6 | LPL Financial LLC | 14,106 | 232,000 | 1.08% | ||
| 7 | Thomas J. Herzfeld Advisors, Inc. | 6,657 | 107,000 | 0.50% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,122 | 82,000 | 0.38% | ||
| 9 | MSI Financial Services Inc | 2,207 | 36,000 | 0.17% | ||
| 10 | MORGAN STANLEY | 2,012 | 32,000 | 0.15% | ||
| 11 | Creative Planning | 1,674 | 27,000 | 0.13% | ||
| 12 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 16,000 | 0.07% | ||
| 13 | GENEOS WEALTH MANAGEMENT INC. | 653 | 10,000 | 0.05% | ||
| 14 | IFP ADVISORS, INC | 489 | 8,000 | 0.04% | ||
| 15 | WELLS FARGO & COMPANY/MN | 363 | 6,000 | 0.03% | ||
| 16 | Tower Research Capital LLC (TRC) | 251 | 4,000 | 0.02% | ||
| 17 | PIERSHALE FINANCIAL GROUP, INC. | 250 | 4,000 | 0.02% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 120 | 2,000 | 0.01% | ||
| 19 | CITIGROUP INC | 154 | 2,000 | 0.01% | ||
| 20 | ROYAL BANK OF CANADA | 71 | 1,000 | 0.00% | ||
| 21 | BARCLAYS PLC | 42 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
