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CORNERSTONE TOTAL RETURN FD
CORNERSTONE TOTAL RETURN FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 17 Institutional holders with a total value of $25,674,018.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Windsor Capital Management, LLC 25 0 0.00%
2 ROYAL BANK OF CANADA 62 1,000 0.00%
3 PIERSHALE FINANCIAL GROUP, INC. 250 4,000 0.02%
4 CITIGROUP INC 258 4,000 0.02%
5 RISK PARADIGM GROUP, LLC 250 4,018 0.02%
6 WELLS FARGO & COMPANY/MN 363 6,000 0.02%
7 UBS Group AG 763 12,000 0.05%
8 Tower Research Capital LLC (TRC) 718 12,000 0.05%
9 Creative Planning 1,202 19,000 0.07%
10 AMERICAN INTERNATIONAL GROUP, INC. 1,520 24,000 0.09%
11 MORGAN STANLEY 6,320 101,000 0.39%
12 WEDBUSH SECURITIES INC 10,000 161,000 0.63%
13 Alpine Global Management, LLC 13,251 211,000 0.82%
14 RAYMOND JAMES & ASSOCIATES 30,596 492,000 1.92%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 92,169 1,481,000 5.77%
16 Yakira Capital Management, Inc. 186,798 3,002,000 11.69% SH
17 SIT INVESTMENT ASSOCIATES INC 1,253,282 20,140,000 78.45%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.