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CORNERSTONE TOTAL RETURN FD
CORNERSTONE TOTAL RETURN FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 20 Institutional holders with a total value of $16,064,440.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 27 440 0.00%
2 BARCLAYS PLC 42 1,000 0.01%
3 BANK OF AMERICA CORP /DE/ 243 4,000 0.02%
4 PIERSHALE FINANCIAL GROUP, INC. 250 4,000 0.02%
5 BELLWETHER INVESTMENT GROUP, LLC 313 5,000 0.03%
6 WELLS FARGO & COMPANY/MN 363 6,000 0.04%
7 IFP ADVISORS, INC 458 7,000 0.04%
8 GENEOS WEALTH MANAGEMENT INC. 685 11,000 0.07%
9 ADVISOR GROUP, INC. 1,000 16,000 0.10%
10 ROYAL BANK OF CANADA 2,075 34,000 0.21%
11 MORGAN STANLEY 2,143 35,000 0.22%
12 MSI Financial Services Inc 2,207 36,000 0.22%
13 Creative Planning 4,708 77,000 0.48%
14 Cetera Advisors LLC 11,137 181,000 1.13%
15 Virtu KCG Holdings LLC 13,084 214,000 1.33%
16 RAYMOND JAMES & ASSOCIATES 26,746 437,000 2.72%
17 Traynor Capital Management, Inc. 28,332 470,000 2.93%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 70,614 1,153,000 7.18%
19 Yakira Capital Management, Inc. 89,963 1,469,000 9.14% SH
20 SIT INVESTMENT ASSOCIATES INC 728,937 11,904,000 74.10%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.