| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 61,205,000 | 62,326,000 | 55.07% | PRN | |
| 2 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 22,710,000 | 23,051,000 | 20.37% | ||
| 3 | ROYAL BANK OF CANADA | 5,806,000 | 5,911,000 | 5.22% | PRN | |
| 4 | MORGAN STANLEY | 5,793,000 | 5,865,000 | 5.18% | PRN | |
| 5 | THRIVENT FINANCIAL FOR LUTHERANS | 5,250,000 | 5,345,000 | 4.72% | ||
| 6 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 2,600,000 | 2,648,000 | 2.34% | PRN | |
| 7 | Bank of New York Mellon Corp | 1,750,000 | 1,782,000 | 1.57% | ||
| 8 | LAFFER TENGLER INVESTMENTS, INC. | 1,416 | 1,461,552 | 1.29% | PRN | |
| 9 | SCHOLTZ & COMPANY, LLC | 945,000 | 964,000 | 0.85% | PRN | |
| 10 | DEUTSCHE BANK AG\ | 695,000 | 705,000 | 0.62% | PRN | |
| 11 | LPL Financial LLC | 450,000 | 456,000 | 0.40% | ||
| 12 | GOLDMAN SACHS GROUP INC | 385,000 | 391,000 | 0.35% | PRN | |
| 13 | Carnegie Investment Counsel | 300,000 | 304,000 | 0.27% | ||
| 14 | Investors Capital Advisory Services | 279,000 | 282,000 | 0.25% | ||
| 15 | Prospera Financial Services Inc | 262,000 | 267,000 | 0.24% | ||
| 16 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 2,000 | 204,000 | 0.18% | ||
| 17 | JAG CAPITAL MANAGEMENT, LLC | 200,000 | 203,000 | 0.18% | PRN | |
| 18 | M&T BANK CORP | 200,000 | 203,000 | 0.18% | PRN | |
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 154,000 | 156,000 | 0.14% | ||
| 20 | JPMORGAN CHASE & CO | 125,000 | 127,000 | 0.11% | PRN | |
| 21 | D.A. DAVIDSON & CO. | 102,000 | 104,000 | 0.09% | ||
| 22 | Cambridge Investment Research Advisors, Inc. | 75,000 | 76,000 | 0.07% | ||
| 23 | Stanley-Laman Group, Ltd. | 70,000 | 71,000 | 0.06% | PRN | |
| 24 | STIFEL FINANCIAL CORP | 50,750 | 51,000 | 0.05% | PRN | |
| 25 | CITIGROUP INC | 39,000 | 40,000 | 0.04% | PRN | |
| 26 | WELLS FARGO & COMPANY/MN | 32,000 | 32,000 | 0.03% | PRN | |
| 27 | BANK OF AMERICA CORP /DE/ | 28,000 | 29,000 | 0.03% | PRN | |
| 28 | UBS Group AG | 25,000 | 25,000 | 0.02% | PRN | |
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 23 | 23,000 | 0.02% | PRN | |
| 30 | THOMPSON SIEGEL & WALMSLEY LLC | 20,000 | 20,000 | 0.02% | PRN | |
| 31 | Waverly Advisors, LLC | 18,000 | 18,000 | 0.02% | PRN | |
| 32 | Wellesley Asset Management | 16,509 | 16,873 | 0.01% | PRN | |
| 33 | Creative Planning | 15,000 | 15,000 | 0.01% | PRN | |
| 34 | THOMPSON DAVIS & CO., INC. | 2,000 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
