| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 75,817,000 | 76,155,000 | 57.74% | PRN | |
| 2 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 26,282,000 | 26,315,000 | 19.95% | ||
| 3 | THRIVENT FINANCIAL FOR LUTHERANS | 6,750,000 | 6,778,000 | 5.14% | ||
| 4 | ROYAL BANK OF CANADA | 5,857,000 | 5,842,000 | 4.43% | PRN | |
| 5 | MORGAN STANLEY | 5,456,000 | 5,469,000 | 4.15% | PRN | |
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 45,000 | 4,506,000 | 3.42% | PRN | |
| 7 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 2,050,000 | 2,053,000 | 1.56% | PRN | |
| 8 | Bank of New York Mellon Corp | 1,300,000 | 1,297,000 | 0.98% | ||
| 9 | BCWM, LLC | 956,000 | 957,000 | 0.73% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 434,000 | 435,000 | 0.33% | ||
| 11 | LPL Financial LLC | 410,000 | 411,000 | 0.31% | ||
| 12 | Prospera Financial Services Inc | 240,000 | 241,000 | 0.18% | ||
| 13 | M&T BANK CORP | 200,000 | 200,000 | 0.15% | PRN | |
| 14 | JAG CAPITAL MANAGEMENT, LLC | 200,000 | 200,000 | 0.15% | PRN | |
| 15 | Carnegie Investment Counsel | 200,000 | 200,000 | 0.15% | ||
| 16 | Stanley-Laman Group, Ltd. | 195,000 | 195,000 | 0.15% | PRN | |
| 17 | Cambridge Investment Research Advisors, Inc. | 125,000 | 125,000 | 0.09% | ||
| 18 | STIFEL FINANCIAL CORP | 115,144 | 115,000 | 0.09% | PRN | |
| 19 | GREAT LAKES ADVISORS, LLC | 115,000 | 115,000 | 0.09% | PRN | |
| 20 | Investors Capital Advisory Services | 65,000 | 65,000 | 0.05% | ||
| 21 | Commonwealth Equity Services, Inc | 42,000 | 42,000 | 0.03% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 28,000 | 28,000 | 0.02% | PRN | |
| 23 | D.A. DAVIDSON & CO. | 27,000 | 27,000 | 0.02% | ||
| 24 | FLPUTNAM INVESTMENT MANAGEMENT CO | 25,000 | 25,000 | 0.02% | PRN | |
| 25 | ADVISOR GROUP, INC. | 23 | 23,000 | 0.02% | PRN | |
| 26 | THOMPSON SIEGEL & WALMSLEY LLC | 20,000 | 20,000 | 0.02% | PRN | |
| 27 | Waverly Advisors, LLC | 18,000 | 18,000 | 0.01% | PRN | |
| 28 | WEALTHSOURCE PARTNERS, LLC | 16,000 | 16,000 | 0.01% | ||
| 29 | Creative Planning | 15,000 | 15,000 | 0.01% | PRN | |
| 30 | IFP ADVISORS, INC | 14,000 | 14,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
