| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 60,595,000 | 62,296,000 | 47.85% | PRN | |
| 2 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 22,490,000 | 23,052,000 | 17.71% | ||
| 3 | BCWM, LLC | 970,000 | 9,968,000 | 7.66% | ||
| 4 | MORGAN STANLEY | 5,904,000 | 6,062,000 | 4.66% | PRN | |
| 5 | THRIVENT FINANCIAL FOR LUTHERANS | 5,250,000 | 5,408,000 | 4.15% | ||
| 6 | ROYAL BANK OF CANADA | 5,191,000 | 5,350,000 | 4.11% | PRN | |
| 7 | OAKTREE CAPITAL MANAGEMENT LP | 3,421,000 | 3,531,000 | 2.71% | PRN | |
| 8 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 3,400,000 | 3,494,000 | 2.68% | PRN | |
| 9 | Bank of New York Mellon Corp | 1,750,000 | 1,804,000 | 1.39% | ||
| 10 | LAFFER TENGLER INVESTMENTS, INC. | 1,551 | 1,617,438 | 1.24% | ||
| 11 | Jefferies Group LLC | 1,250,000 | 1,281,000 | 0.98% | PRN | |
| 12 | DEUTSCHE BANK AG\ | 1,085,000 | 1,112,000 | 0.85% | PRN | |
| 13 | SCHOLTZ & COMPANY, LLC | 970,000 | 996,000 | 0.77% | PRN | |
| 14 | JPMORGAN CHASE & CO | 582,000 | 597,000 | 0.46% | PRN | |
| 15 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 5,000 | 520,000 | 0.40% | ||
| 16 | TD Securities (USA) LLC | 500,000 | 508,000 | 0.39% | PRN | |
| 17 | LPL Financial LLC | 405,000 | 415,000 | 0.32% | ||
| 18 | Prospera Financial Services Inc | 345,000 | 354,000 | 0.27% | ||
| 19 | Carnegie Investment Counsel | 300,000 | 308,000 | 0.24% | ||
| 20 | Investors Capital Advisory Services | 276,000 | 282,000 | 0.22% | ||
| 21 | JAG CAPITAL MANAGEMENT, LLC | 200,000 | 205,000 | 0.16% | PRN | |
| 22 | M&T BANK CORP | 200,000 | 205,000 | 0.16% | PRN | |
| 23 | MIZUHO SECURITIES USA LLC | 200,000 | 204,000 | 0.16% | ||
| 24 | D.A. DAVIDSON & CO. | 92,000 | 94,000 | 0.07% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 80,000 | 82,000 | 0.06% | ||
| 26 | Stanley-Laman Group, Ltd. | 70,000 | 72,000 | 0.06% | PRN | |
| 27 | Argentus Capital Management, LLC | 67,000 | 67,000 | 0.05% | PRN | |
| 28 | STIFEL FINANCIAL CORP | 63,550 | 64,000 | 0.05% | PRN | |
| 29 | Creative Planning | 44,000 | 45,000 | 0.03% | PRN | |
| 30 | Cambridge Investment Research Advisors, Inc. | 40,000 | 41,000 | 0.03% | ||
| 31 | WELLS FARGO & COMPANY/MN | 32,000 | 32,000 | 0.02% | PRN | |
| 32 | UBS Group AG | 25,000 | 26,000 | 0.02% | PRN | |
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 23 | 23,575 | 0.02% | PRN | |
| 34 | THOMPSON SIEGEL & WALMSLEY LLC | 20,000 | 20,000 | 0.02% | PRN | |
| 35 | Wellesley Asset Management | 18,796 | 19,394 | 0.01% | PRN | |
| 36 | Waverly Advisors, LLC | 18,000 | 18,000 | 0.01% | PRN | |
| 37 | NEXT Financial Group, Inc | 8,000 | 8,000 | 0.01% | PRN | |
| 38 | BANK OF AMERICA CORP /DE/ | 4,000 | 4,000 | 0.00% | PRN | |
| 39 | THOMPSON DAVIS & CO., INC. | 2,000 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
